Lisa Roth Email & Phone Number
Registered Principal @ RF Lafferty & Co., Inc
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Lisa Roth Location
- San Diego, CA, US
Lisa Roth Work
- Registered Principal @ (January 2023 - Present)
- President @ (January 1999 - Present)
- President (Tessera), Registered Principal (Xton) @ Tessera Capital Partners, LLC aka Xton Financial (April 2016 - December 2022)
- Managing Principal @ (September 2011 - April 2016)
- Member @ PCAOB Standing Advisory Group (January 2011 - December 2012)
- Chairman, Member Advocacy Cttee @ NAIBD (January 1994 - December 2011)
- Director @ (January 2009 - January 2011)
- Director @ FINRA, Small Firm Advisory Board (January 2008 - January 2011)
- Founder ComplianceMAX @ NRS, ComplianceMAX (January 2000 - January 2008)
- CEO, President @ ComplianceMAX (January 1999 - January 2007)
- Regional VP @ (January 1998 - January 1999)
- President @ First Allied Securities (January 1990 - January 1995)
Lisa Roth Education
- Moravian University
BA (History)
1977-1981
Lisa Roth Skills
- Startups
- Customer Service
- Entrepreneurship
- Research
- Strategy
- Nonprofits
- Separately Managed Accounts
- Advocate
- Investments
- Marketing
Lisa Roth Summary
- Lisa Roth, based in San Diego, CA, US, is currently a Registered Principal at RF Lafferty & Co., Inc. Lisa Roth brings experience from previous roles at Monahan & Roth, LLC, Tessera Capital Partners, LLC aka Xton Financial, Keystone Capital Corporation and PCAOB Standing Advisory Group. Lisa Roth holds a 1977 - 1981 BA in History @ Moravian University. With a robust skill set that includes Startups, Customer Service, Entrepreneurship, Research, Strategy and more. Lisa Roth has 2 emails and 1 mobile phone numbers on RocketReach.
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