Lindsey Wolfram Email
Director, Compliance Wealthsimple | Chief Compliance Officer, Wealthsimple Advisor Services @ Wealthsimple
Lindsey Wolfram's Location
Toronto, Ontario, Canada
Lindsey Wolfram's Work
- Director, Compliance Wealthsimple | Chief Compliance Officer, Wealthsimple Advisor Services @ Wealthsimple
- Director, Compliance @ Aviso Wealth
- Senior Manager, Iiroc Compliance @ Credential
- Provincial Branch Manager @ Credential
- Chief Compliance Officer, Bmo Nbfsi and Securities Compliance, Director, Bmo Nb @ BMO
- Director, Compliance @ Manulife Securities
- Manager, Compliance Bmo Il @ BMO
- Vice President Compliance @ MGI Securities
- Senior Compliance Officer, Complaints @ CI Assante Wealth Management
- Manager National Sales Support @ TD
Lindsey Wolfram's Education
- University of Windsor
Lindsey Wolfram's Skills
- Securities
- AML
- Mutual Funds
- Risk Management
- Securities Regulation
- Investments
- Wealth Management
- Investment Advisory
- Anti Money Laundering
- Financial Regulation
Lindsey Wolfram's Summary
Lindsey Wolfram, based in Toronto, Ontario, Canada, is currently a Director, Compliance Wealthsimple | Chief Compliance Officer, Wealthsimple Advisor Services at Wealthsimple, bringing experience from previous roles at Aviso Wealth, Credential and Bmo Financial Group. Lindsey Wolfram holds a University of Windsor. With a robust skill set that includes Securities, AML, Mutual Funds, Risk Management, Securities Regulation and more, Lindsey Wolfram contributes valuable insights to the industry. Lindsey Wolfram has 1 email on RocketReach.
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