Lindsey Simon Email & Phone Number
Principal @ Simon Compliance LLC
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Lindsey Simon Location
- Chicago, IL, US
Lindsey Simon Work
- Principal @ (July 2010 - Present)
- General Counsel and Chief Compliance Officer @ Carpe Diem Capital Management (December 2007 - September 2008)
- Senior Attorney @ (September 1998 - July 2002)
- Law Clerk @ Honorable William J. Bauer, 7th Circuit Court of Appeals (September 1997 - September 1998)
- Associate Attorney @ (June 1996 - August 1997)
Lindsey Simon Education
- Northwestern University School of Law
J.D. (Law)
1993-1996 - Emory University
B.A. (History; Art History)
1989-1993 - Miss Porter's School
High School
1986-1989 - New Trier High School 1986-1988
Lindsey Simon Skills
- Securities
- Compliance
- Securities Law
- Investment Advisory
- Hedge Funds
- AML
- Private Equity
- SEC reporting
- Mutual Funds
- Securities Regulation
- Corporate Law
- Corporate Governance
- Fund Of Funds
- Asset Management
- SEC filings
- Alternative Investments
- Licensing
- Legal Compliance
- Criminal Law
- SEC
- Due Diligence
- Securities Litigation
- Joint Ventures
- Arbitration
- FCPA
Lindsey Simon Summary
- Lindsey Simon, based in Chicago, IL, US, is currently a Principal at Simon Compliance. Lindsey Simon brings experience from previous roles at Carpe Diem Capital Management, U.S. Securities and Exchange Commission, Honorable William J. Bauer, 7th Circuit Court of Appeals and Winston & Strawn LLP. Lindsey Simon holds a 1993 - 1996 J.D. in Law @ Northwestern University School of Law. With a robust skill set that includes Securities, Compliance, Securities Law, Investment Advisory, Hedge Funds and more. Lindsey Simon has 2 emails and 2 mobile phone numbers on RocketReach.
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