Levi Richardson Email & Phone Number
Director, US Books and Records Compliance @ Raymond James
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Levi Richardson Location
- San Diego, CA, US
Levi Richardson Work
- Director, US Books and Records Compliance @ (October 2025 - Present)
- Vice President, Risk and Compliance @ (May 2017 - October 2025)
- Assistant Vice President, Electronic Communication Compliance and Technology Compliance @ (April 2017 - May 2017)
- Manager, Technology Compliance and Infrastructure Risk Management @ (September 2013 - March 2017)
- Manager, Accounting Operations @ (May 2012 - September 2013)
- Manager, Operations @ (April 2005 - May 2012)
Levi Richardson Education
- California State University, Fullerton
Master of Science (M.S.) (Information Technology)
2014-2016 - California State University San Marcos
Bachelor of Science (BS) (Business Administration / Management Information Systems)
Levi Richardson Skills
- Series 24
- Series 7
- SEC Regulations
- Securities Regulation
- Finance
- Management
- Risk Management
- Operations Management
- FINRA
- Email Archiving
- eCommunications
- Compliance
- IT Compliance
- IT Governance
- Digital Archiving
- Metric Development
- Internal Controls
- SMTP
- E-Discovery Consulting
- Legal Discovery
- Information Security
- Data Privacy
- Systems Analysis
- Oracle R12 Financials
- Team Building
- Cash Management
- Technology
- Social Media
- SharePoint
- Banking
- Employee Engagement
- Prezi
- Sales
- Visual Studio
- Network Design
- Financial Risk
- Vendor Management
- Data Network
- Strategic Planning
- ASP.NET
- Mac
- Outlook
- HTML
- Microsoft Office
- Microsoft Excel
- Marketing
- PHP
- Ariba
- Cashiering
- Concur
- CSS
- E Discovery Consulting
- iOS
- Access Database
- C#
- Siebel
- Access
Levi Richardson Summary
- Levi Richardson, based in San Diego, CA, US, is currently a Director, US Books and Records Compliance at Raymond James. Levi Richardson brings experience from previous roles at LPL Financial. Levi Richardson holds a 2014 - 2016 Master of Science (M.S.) in Information Technology @ California State University, Fullerton. With a robust skill set that includes Series 24, Series 7, SEC Regulations, Securities Regulation, Finance and more. Levi Richardson has 3 emails and 2 mobile phone numbers on RocketReach.
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