Leo Drori Email & Phone Number
Chief Compliance Officer
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Leo Drori Location
- Vaughan, ON, CA
Leo Drori Work
- Chief Compliance Officer @ Fountainhead Ltd. (August 2024 - Present)
- Compliance Consultant @ Freelance (September 2023 - Present)
- Chief Compliance Officer @ Momentix Capital Corp (March 2024 - December 2025)
- Chief Compliance Officer @ TradeZero Canada Securities ULC (November 2021 - December 2023)
- Chief Executive Officer and Chief Compliance Officer @ OTT Financial Canada Inc (August 2019 - November 2021)
- Consultant @ LD Consulting Solutions (May 2010 - April 2019)
- Chief Compliance Officer, VP Compliance @ Instinet Canada Limited (February 2013 - April 2018)
- Chief Compliance Officer @ Instinet Canada Cross Limited (February 2013 - April 2018)
- Chief Compliance Officer @ Infinium Group (August 2011 - April 2012)
- VP and Chief Compliance Officer @ Citibank Canada (November 2008 - October 2009)
- Senior Institutional Compliance Officer @ (August 2006 - October 2008)
- Compliance Officer - Eastern Region Field Auditor @ Market Regulations Services Inc ("RS") (September 2002 - February 2006)
- Customer Service Supervisor and Department Special Projects Supervisor @ TD Waterhouse (August 1993 - September 2002)
Leo Drori Skills
- AML
- Annual Reports
- Anti Money Laundering
- Asset Management
- Auditing
- Banking
- Board of Directors
- Capital Markets
- Commissioning Support
- Communication
- Complaint Management
- Compliance Reporting
- Corporate Finance
- Corporate Governance
- Derivatives
- Due Diligence
- Emerging Markets
- Equities
- Equity Derivatives
- Executive Management
- Financial Markets
- Financial Services
- Fixed Income
- Hedge Funds
- IT Governance
- Internal Compliance
- Interpersonal Relationships
- Investment Banking
- Investment Management
- Investments
- Leadership
- Market Risk
- Mergers & Acquisitions
- Mutual Funds
- Oral Communication
- PDO
- Private Equity
- Regulatory Compliance
- Regulatory Reporting
- Regulatory Requirements
- Reporting
- Risk Assessment
- Root Cause Problem Solving
- Securities
- Structured Finance
- Supervisory Skills
- Team Building
- Trading
- Written Communication
- Accounting
- Sales
- Strategy
- Microsoft Word
- Microsoft Excel
- Research
- Mergers and Acquisitions
Leo Drori Summary
- Leo Drori, based in Vaughan, ON, CA, is currently a Chief Compliance Officer at Fountainhead Ltd.. Leo Drori brings experience from previous roles at Freelance, Momentix Capital Corp, TradeZero Canada Securities ULC and OTT Financial Canada Inc. With a robust skill set that includes AML, Annual Reports, Anti Money Laundering, Asset Management, Auditing and more. Leo Drori has 1 emails and 1 mobile phone numbers on RocketReach.
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Leo Drori
Chief Compliance Officer
Vaughan, ON, CA
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