Leo Drori Email & Phone Number
Chief Compliance Officer @ Fountainhead Commercial Capital
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Leo Drori Location
- Vaughan, ON, CA
Leo Drori Work
- 2024 - now Chief Compliance Officer @
- 2023 - now Compliance Consultant @ Freelance
- 2024 - 2025 Chief Compliance Officer @ Momentix Capital Corp
- 2021 - 2023 Chief Compliance Officer @ TradeZero Canada Securities ULC
- 2019 - 2021 Chief Executive Officer and Chief Compliance Officer @ OTT Financial Canada Inc
- 2010 - 2019 Consultant @ LD Consulting Solutions
- 2013 - 2018 Chief Compliance Officer, VP Compliance @ Instinet Canada Limited
- 2013 - 2018 Chief Compliance Officer @ Instinet Canada Cross Limited
- 2011 - 2012 Chief Compliance Officer @ Infinium Group
- 2008 - 2009 VP and Chief Compliance Officer @ Citibank Canada
- 2006 - 2008 Senior Institutional Compliance Officer @
- 2002 - 2006 Compliance Officer - Eastern Region Field Auditor @ Market Regulations Services Inc ("RS")
- 1993 - 2002 Customer Service Supervisor and Department Special Projects Supervisor @ TD Waterhouse
Leo Drori Skills
- Hedge Funds
- Investments
- Equities
- Securities
- Investment Banking
- Mergers & Acquisitions
- Leadership
- Financial Services
- AML
- Trading
- Capital Markets
- Asset Management
- Corporate Governance
- Derivatives
- Fixed Income
- Mutual Funds
- Anti Money Laundering
- Accounting
- Sales
- Strategy
- Microsoft Word
- Microsoft Excel
- Research
- Mergers and Acquisitions
Leo Drori Summary
- Leo Drori, based in Vaughan, ON, CA, is currently a Chief Compliance Officer at Fountainhead. Leo Drori brings experience from previous roles at Freelance, Momentix Capital Corp, TradeZero Canada Securities ULC and OTT Financial Canada Inc. With a robust skill set that includes Hedge Funds, Investments, Equities, Securities, Investment Banking and more. Leo Drori has 1 emails and 1 mobile phone numbers on RocketReach.
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Leo Drori
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