Len Patti's Location
New York, NY, US
Len Patti's Work
- Chief Compliance Officer @ MCAP LLC
- AML Compliance Officer @ Instinet Incorporated
- Managing Director, Head of Capital Markets Supervision @ Cantor Fitzgerald
- Chief Compliance Officer @ Aqua Securities, L.P.
- Managing Director, Capital Markets Supervision @ Bear Stearns & Co.
- USS Normandy (CG-60) @ US Navy
Len Patti's Skills
- Alternative Investments
- Series 63
- Electronic Trading
- SEC
- Anti Money Laundering
- Bonds
- Fixed Income
- Securities Regulation
- Market Data
- Compliance Audits
Len Patti's Summary
Len Patti, based in New York, NY, US, is currently a Chief Compliance Officer at MCAP LLC, bringing experience from previous roles at Instinet Incorporated, Cantor Fitzgerald, Aqua Securities, L.P. and Bear Stearns & Co.. With a robust skill set that includes Alternative Investments, Series 63, Electronic Trading, SEC, Anti Money Laundering and more, Len Patti contributes valuable insights to the industry. Len Patti has 6 emails and 1 mobile phone number on RocketReach.
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