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Lee McLaughlin Location
Irvine, CA, US
Lee McLaughlin Work
Compliance Officer @ (May 2021 - Present)
Assistant Vice President, Principal Compliance Advisor @ Nuveen Investments (August 2014 - December 2020)
Senior Compliance Associate @ Cetera Financial Group (August 2012 - April 2014)
Regulatory Compliance Marketing Review @ (March 2011 - June 2012)
Registered Principal and Field Compliance Supervisor @ (January 2007 - July 2010)
Lee McLaughlin Education
Wellesley College
Bachelor's degree (Russian Studies)
Lee McLaughlin Summary
Lee McLaughlin, based in Irvine, CA, US, is currently a Compliance Officer at PIMCO. Lee McLaughlin brings experience from previous roles at Nuveen Investments, Cetera Financial Group, Deutsche Bank and Ameriprise Financial. Lee McLaughlin holds a Bachelor's degree in Russian Studies @ Wellesley College. Lee McLaughlin has 2 emails on RocketReach.
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