Lee Maverick Email & Phone Number
Chief Compliance Officer @ SAMCO Capital Markets
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Lee Maverick Location
- Austin, TX, US
Lee Maverick Work
- Chief Compliance Officer @ (January 2001 - Present)
- Chief Compliance Officer @ (December 2001 - Present)
- Chief Compliance Officer @ (December 2000 - Present)
- Compliance @ ProTrader Group, L.P. (January 1996 - January 2001)
Lee Maverick Education
- Texas A&M University 1977-1981
Lee Maverick Skills
- FINRA
- Series 63
- Securities
- Series 7
- Investments
- Series 24
- Asset Management
- Hedge Funds
- Risk Management
- Alternative Investments
- Capital Markets
- Mergers & Acquisitions
- Equities
- Private Equity
- Trading
- Due Diligence
- Mutual Funds
- Fixed Income
- Bloomberg
- AML
- Securities Regulation
- Bonds
- Investment Banking
- Options
- Investment Management
- Wealth Management
- Anti Money Laundering
- Mergers and Acquisitions
Lee Maverick Summary
- Lee Maverick, based in Austin, TX, US, is currently a Chief Compliance Officer at SAMCO Capital Markets, Inc.. Lee Maverick brings experience from previous roles at SAMCO Capital Markets, Inc. and ProTrader Group, L.P.. Lee Maverick holds a 1977 - 1981 Texas A&M University. With a robust skill set that includes FINRA, Series 63, Securities, Series 7, Investments and more. Lee Maverick has 2 emails and 2 mobile phone numbers on RocketReach.
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Lee Maverick
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