Lawrence Bethea Email & Phone Number
Lead Principal, Direct Business Suitability @ Mml Investor Services
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Lawrence Bethea Location
- Charlotte, NC, US
Lawrence Bethea Work
- Lead Principal, Direct Business Suitability @ (April 2015 - Present)
- Anti Money Laundering Compliance Officer @ (May 2012 - March 2015)
- Corporate BSA Trainer @ (October 2011 - April 2012)
- AML Specialist and Reporting Manager @ (January 2011 - July 2011)
- Compliance Officer @ (June 2006 - December 2010)
Lawrence Bethea Education
- UNC Chapel Hill
Bachelors (Economics)
1985-1990
Lawrence Bethea Skills
- OFAC
- AML
- Bank Secrecy Act
- Training
- Financial Risk
- Regulations
- Corporate Law
- Banking
- Risk Management
- Securities
- Financial Services
- Capital Markets
- Credit
- Fixed Income
- Financial Analysis
- Investments
- Due Diligence
- Derivatives
- Equities
- Compliance
Lawrence Bethea Summary
- Lawrence Bethea, based in Charlotte, NC, US, is currently a Lead Principal, Direct Business Suitability at Mml Investor Services. Lawrence Bethea brings experience from previous roles at U.S. Bancorp Investments, Inc., TCF Bank, Walmart and Wells Fargo. Lawrence Bethea holds a 1985 - 1990 Bachelors in Economics @ UNC Chapel Hill. With a robust skill set that includes OFAC, AML, Bank Secrecy Act, Training, Financial Risk and more. Lawrence Bethea has 1 emails and 3 mobile phone numbers on RocketReach.
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