Laura Quinn Email & Phone Number
Compliance Director and Counsel @ Sprucegrove Investment Management Ltd.
Laura Quinn's Location
Boston, MA, US
Laura Quinn's Work
- Compliance Director and Counsel @ Sprucegrove Investment Management Ltd.
- Compliance Director @ Eventide Asset Management
- Chief Compliance Officer @ abrdn
- Assistant Chief Compliance Officer @ abrdn
- Associate @ Income Research + Management
- Licensing and Registration Specialist at Eaton Vance @ Eaton Vance
- Compliance Coordinator @ Eaton Vance
- Compliance Associate @ Skandia
- Intern @ Merrill Lynch
Laura Quinn's Education
- Suffolk University Law School
Doctor of Law (JD) (Banking, Corporate, Finance, and Securities Law)
2014 - 2018 - Suffolk University - Sawyer Business School
Master of Business Administration (MBA)
2014 - 2018 - Sacred Heart University
Bachelor of Science (BS) (Finance, and Marketing)
2004 - 2008
- FINRA Institute at Wharton
Certified Regulatory Compliance Professional (CRCP)
Laura Quinn's Skills
- Mutual Funds
- FINRA
- Securities
- Trading
- AML
- Series 7
- Auditing
- Due Diligence
Laura Quinn's Summary
Laura Quinn, based in Boston, MA, US, is currently a Compliance Director and Counsel at Sprucegrove Investment Management Ltd., bringing experience from previous roles at Eventide Asset Management, Standard Life Investments and Income Research & Management. Laura Quinn holds a 2014 - 2018 Doctor of Law (JD) in Banking, Corporate, Finance, and Securities Law @ Suffolk University Law School. With a robust skill set that includes Mutual Funds, FINRA, Securities, Trading, AML and more, Laura Quinn contributes valuable insights to the industry. Laura Quinn has 3 emails and 1 mobile phone number on RocketReach.
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Osman Baig
Head of Investment Operations at Sprucegrove Investment Management Ltd.
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ViewDenise Fray
Manager, Marketing and Client Service at Sprucegrove Investment Management Ltd.
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