Laura Bray Email & Phone Number
Senior Vice President @ Wells Fargo Advisors
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Laura Bray Location
- Richmond, VA, US
Laura Bray Work
- 1998 -now Senior Vice President @
- 1998 -2009 Compliance Manager @
- 1987 -1998 Operations Manager @
Laura Bray Education
- Pikes Peak Community College
(Business)
Laura Bray Skills
- FINRA Series 7
- Securities
- Risk Management
- Financial Services
- Management
- Investments
- Series 63
- Equities
- FINRA Series 14
- FINRA Series 9/10
- Retail Compliance
- Surveillance
- Compliance Oversight
- Policy Compliance
- Supervisory Systems and Controls
- Series 7
- OFAC
- Mutual Funds
- Portfolio Management
- FINRA
- Wealth Management
- Fixed Income
- Series 24
- Asset Management
- Finance
- Series 65
- Investment Advisory
- Financial Risk
- AML
- Leadership
- Team Building
- Government
- Business Analysis
- Strategy
- Microsoft Office
- Operations Management
- Training
Laura Bray Summary
- Laura Bray, based in Richmond, VA, US, is currently a Senior Vice President at Wells Fargo Advisors, LLC. Laura Bray brings experience from previous roles at Wachovia Securities, LLC and Prudential Securities. Laura Bray holds a Pikes Peak Community College. With a robust skill set that includes FINRA Series 7, Securities, Risk Management, Financial Services, Management and more. Laura Bray has 2 emails on RocketReach.
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