Lance Whittemore Email & Phone Number
Compliance Associate @ Chenery Compliance Group
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Lance Whittemore Location
- Richmond, VA, US
Lance Whittemore Work
- Compliance Associate @ (May 2026 - Present)
- Chief Compliance Officer @ Pillar Capital Management Limited (February 2014 - June 2024)
- Director @ (September 2009 - May 2023)
- Assistant VP, Taxable Fixed Income Trading @ (January 2004 - January 2009)
- Financial Advisor @ (January 2002 - January 2003)
- Assistant Vice President @ (January 1996 - January 2002)
Lance Whittemore Education
- University of Vermont
BS Secondary Education (Mathematics)
1987-1991
Lance Whittemore Skills
- Trading
- Mutual Funds
- AML
- Investments
- Securities
- Capital Markets
- Risk Management
- Financial Services
- FINRA
- Financial Risk
- Management
- Equities
- Investment Advisory
- Relationship Management
- Series 7
- Finance
- Fixed Income
- Hedge Funds
- Asset Management
- Series 63
- 13f
- Alternative Investments
- Anti-Money Laundering
- Chief Compliance Officer
- Compliance Program Management
- Credit
- Customer Due Diligence (CDD)
- Customer Experience
- Customer Relationship Management (CRM)
- Disclosure Statements
- Financial Advisory
- Global Regulatory Compliance
- Institutional Advisory Services
- Internal Controls
- Operational Due Diligence
- Policies & Procedures Development
- Portfolio Management
- Presentation Skills
- Project Management
- Registration Services
- Regulations
- Regulatory Compliance
- Regulatory Examinations
- Regulatory Requirements
- Risk Assessments
- Securities Regulation
- Software as a Service (SaaS)
- Supervisory Skills
- Thought Leadership
- U4ia
- U5
- Wealth Management
- Workflow Software
Lance Whittemore Summary
- Lance Whittemore, based in Richmond, VA, US, is currently a Compliance Associate at Chenery Compliance Group. Lance Whittemore brings experience from previous roles at Pillar Capital Management Limited, Oyster Consulting, LLC, Wachovia Securities, LLC and UBS. Lance Whittemore holds a 1987 - 1991 BS Secondary Education (Mathematics) @ University of Vermont. With a robust skill set that includes Trading, Mutual Funds, AML, Investments, Securities and more. Lance Whittemore has 2 emails and 1 mobile phone numbers on RocketReach.
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