Lance Deal Email & Phone Number
Managing Director @ Forvis Mazars US
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Lance Deal Location
- New York, NY, US
Lance Deal Work
- 2022 -now Managing Director @
- 2018 -now Managing Director @
- 2016 -2018 Executive Director @
- 2014 -2016 Risk Advisory Services @
- 2013 -2014 CFO and Controller @
- 2006 -2013 Director - Operations Controls @
- 2004 -2006 Vice President - Manager, Regulatory Reporting @
- 1999 -2004 Regulatory Reporting @
- 1995 -1997 Accountant @ Principal Financial Securities, Inc.
Lance Deal Education
- Securities Industry Institute
Wharton Business School
2009-2011 - Texas State University
Bachelor of Business Administration (BBA) (accounting)
1991-1993
Lance Deal Skills
- Securities Exchange Act of 1934
- FINRA Written Supervisory Procedures
- SOX Internal Controls
- Root Cause Problem Solving
- Securities
- Financial Services
- Mutual Funds
- Relationship Management
- Back Office
- SOX 404
- Equities
- Business Analysis
- Investments
- Risk Management
- Accounting
- Brokerage
- Fixed Income
- Internal Controls
- FINRA
- Root Cause Problem
- Regulatory
- Regulatory Reporting
- Strategy
- Operations
- Editing
- Customer Service
- Financial Analysis
- Securities Exchange Act
- See 4+See Less
- Finra Written
- Financial Risk
- Mergers and Acquisitions
Lance Deal Summary
- Lance Deal, based in New York, NY, US, is currently a Managing Director at Forvis Mazars US. Lance Deal brings experience from previous roles at Dixon Hughes Goodman LLP, Morgan Stanley and UBS Financial Services Inc. Lance Deal holds a 2009 - 2011 Wharton Business School @ Securities Industry Institute. With a robust skill set that includes Securities Exchange Act of 1934, FINRA Written Supervisory Procedures, SOX Internal Controls, Root Cause Problem Solving, Securities and more. Lance Deal has 5 emails and 2 mobile phone numbers on RocketReach.
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