Kurt Sims Email & Phone Number
Compliance Specialist @ Arvest Wealth Management
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Kurt Sims Location
- Little Rock, Arkansas, United States
Kurt Sims Work
- 2015 -now Compliance Specialist @
- 2014 -2015 Discount Brokerage Trading Specialist @
- 2008 -2014 Senior Examiner @
Kurt Sims Education
- University of Central Arkansas
Bachelor of Business Administration (Management, Finance)
2003-2007
Kurt Sims Skills
- Compliance Regulations
- Regulatory Compliance
- FINRA
- Anti Money Laundering
- Investments
- Trading
- Data Analysis
- Microsoft Excel
- Microsoft Word
- Microsoft PowerPoint
- Microsoft Outlook
- Time Management
- Organization Skills
- Customer Service
- Leadership
- Process Efficiency
- Instructor Led Training
- Public Speaking
- Securities Regulation
- Ad Hoc Reporting
- Legal Compliance
- Compliance Management
- Privacy Compliance
- Risk Management
- Certified Fraud Examiner
- Internal Investigations
- Complaint Investigations
- Complaint Management
- SEC Regulations
- Privacy Regulations
- Federal Regulations
- Insider Trading Regulations
- Policies and Procedures Development
- Policies and Procedures
- Financial Policies and Procedures
- Surveillance Detection
- Surveillance
- Digital Surveillance
- Compliance Monitoring
Kurt Sims Summary
- Kurt Sims, based in Little Rock, Arkansas, United States, is currently a Compliance Specialist at Arvest Asset Management. Kurt Sims brings experience from previous roles at Arvest Asset Management and Arkansas Securities Department. Kurt Sims holds a 2003 - 2007 Bachelor of Business Administration in Management, Finance @ University of Central Arkansas. With a robust skill set that includes Compliance Regulations, Regulatory Compliance, FINRA, Anti Money Laundering, Investments and more. Kurt Sims has 2 mobile phone numbers on RocketReach.
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