Kuno Tucker's Location
Toronto, ON, CA
Kuno Tucker's Work
- Chief Compliance Officer @ Manulife Securities
- Adjunct Instructor @ York University
- Global Chief Compliance Officer @ Coinsquare
- Managing Director, Chief Compliance Officer @ ATB Wealth
- Member of CCLS Executive Committee @ CIRO / OCRI
- Chair of Ontario District Council @ CIRO / OCRI
- Chair @ CIRO / OCRI
- Chief Compliance Officer @ Paradigm Capital
- Chief Compliance Officer @ Virtu Financial
- Chief Compliance Officer and Board member @ TriAct Canada Marketplace LP
Kuno Tucker's Education
- University of Toronto - Rotman School of Management
Institute of Corporate Directors (Director Education Program)
2015 - 2016 - York University - Osgoode Hall Law School
Master of Laws - LLM (Investments and Securities)
2007 - 2009 - Bishop's University
BA (English, Biology)
1990 - 1994
- CEGEP - Champlain College
Diplome Etudes Collegiale (Social Sciences)
1988 - 1990
Kuno Tucker's Skills
- Compliance
- AML
- Privacy
- Control Room
- Equity Capital Markets
- Capital Markets
- Electronic Trading
- Equity Trading
- Equity Derivatives
- Supervisory Skills
Kuno Tucker's Summary
Kuno Tucker, based in Toronto, ON, CA, is currently a Chief Compliance Officer at Manulife Securities, bringing experience from previous roles at York University, Coinsquare, ATB Financial and IIROC (Investment Industry Regulatory Organization of Canada). Kuno Tucker holds a 2015 - 2016 Institute of Corporate Directors in Director Education Program @ University of Toronto - Rotman School of Management. With a robust skill set that includes Compliance, AML, Privacy, Control Room, Equity Capital Markets and more, Kuno Tucker contributes valuable insights to the industry. Kuno Tucker has 3 emails on RocketReach.
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