Kimberly O'Connor Email & Phone Number
Sr. Vice President and Division Manager -Transfer Agency @ Northern Trust Corporation
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Kimberly O'Connor Location
- Denver, CO, US
Kimberly O'Connor Work
- Sr. Vice President and Division Manager -Transfer Agency @ (November 2020 - Present)
- Senior Transfer Agent Client Services Manager @ (February 2020 - November 2020)
- Vice President Transfer Agency @ ALPS Fund Services, a DST Company (April 2013 - February 2020)
- Assistant Vice President, Transfer Agency Manager @ ALPS Fund Services, a DST Company (August 2012 - February 2020)
- Transfer Agency Manager @ (October 2008 - February 2020)
- Vice President, Director of Marketing, Communications and Client Service @ (August 1998 - September 2008)
- Shareholder Services Representative @ (August 1996 - August 1998)
Kimberly O'Connor Education
- Lubar College of Business
Bachelor of Business Administration (BBA)
1991-1995
Kimberly O'Connor Skills
- AML
- Business Development
- Client Services
- Cross-functional Team Leadership
- FINRA
- Finance
- Financial Services
- Investor Relations
- Mutual Funds
- Regulatory Compliance
- Relationship Management
- Retirement
- Risk Management
- Series 24
- Series 6
- Series 63
- Series 7
- Strategic Planning
- Team Building
- Team Leadership
- Transfer Agency
- Wealth Management
- Social Media
- Sales
- Microsoft Word
- Civil Litigation
- Research
- Cross Functional Team Leadership
Kimberly O'Connor Summary
- Kimberly O'Connor, based in Denver, CO, US, is currently a Sr. Vice President and Division Manager -Transfer Agency at Northern Trust Corporation. Kimberly O'Connor brings experience from previous roles at FIS, ALPS Fund Services, a DST Company and ALPS Fund Services, Inc.. Kimberly O'Connor holds a 1991 - 1995 Bachelor of Business Administration (BBA) @ Lubar College of Business. With a robust skill set that includes AML, Business Development, Client Services, Cross-functional Team Leadership, FINRA and more. Kimberly O'Connor has 1 emails and 1 mobile phone numbers on RocketReach.
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Joe Yacullo
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