Kimberly Johnson Email & Phone Number
Chief Compliance Officer (Outsourced) @ Ashton Thomas Securities
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Kimberly Johnson Location
- New York, NY, US
Kimberly Johnson Work
- 2025 -now Chief Compliance Officer (Outsourced) @
- 2023 -now Senior Vice President of Compliance @
- 2023 -2024 Chief Compliance Officer and AML Compliance Officer (Outsourced) @
- 2021 -2023 Director of Compliance and Deputy CCO - Broker-Dealer @
- 2020 -2022 Senior Director, Compliance @
- 2017 -2020 Vice President of Compliance @
- 2015 -2017 Corporate Ethics and Compliance @
- 2014 -2015 Director Of Compliance @
- 2007 -2014 Senior Compliance Manager @
- 2005 -2007 Director of Marketing @ SemCom Corporation
Kimberly Johnson Education
- The University of Connecticut
Bachelor's degree
Kimberly Johnson Skills
- Presentation Skills
- Communication
- Books and records
- Written Supervisory Procedures
- Data Analysis
- Analytical Skills
- Advertising
- Business Analysis
- Series 7
- Series 24
- Compliance
- Risk Management
- Quality Assurance
- Social Media
- Social Media Compliance
- Vendor Management
- PowerPoint
- KYC
- Series 63
- Microsoft Office
- FINRA
- Options
- Equities
- Securities
- Public Speaking
- Financial Services
- AML
- Uniform Combined State Law
- Fixed Income
- Series 4
- Trading
- Management
- Investments
- Asset Management
- Financial Risk
- Leadership
Kimberly Johnson Summary
- Kimberly Johnson, based in New York, NY, US, is currently a Chief Compliance Officer (Outsourced) at Ashton Thomas Securities. Kimberly Johnson brings experience from previous roles at FiSolve, CAPIS, eToro and Ally. Kimberly Johnson holds a Bachelor's degree @ The University of Connecticut. With a robust skill set that includes Presentation Skills, Communication, Books and records, Written Supervisory Procedures, Data Analysis and more. Kimberly Johnson has 2 emails and 2 mobile phone numbers on RocketReach.
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