Kim Van Doorn Email & Phone Number
Managing Director, Compliance COO and Global Head of Conduct, Culture and Conflicts @ BNY Mellon
Kim Van Doorn's Location
New York, NY, US
Kim Van Doorn's Work
- Managing Director, Compliance COO and Global Head of Conduct, Culture and Conflicts @ BNY Mellon
- Trustee @ The Churchill School and Center
- Managing Partner @ van Doorn Consulting Group, LLC
- SVP, Chief ABAC Officer, Head of Associate Activities Compliance and CAO-Compliance, at Raymond James @ Raymond James
- SVP, CCO - Head of Associate Activities @ Raymond James
- Managing Director, Global Head of Compliance Training and Strategy @ Citigroup
- Executive Director, Head of Company Core Compliance Functions @ Morgan Stanley
- Managing Director, Core Compliance Leader @ GE Capital
- Instructor @ The School at Columbia
- Director, Compliance, Global Wealth Advisory Services @ Citi
Kim Van Doorn's Education
- The Wharton School
CRCP (FINRA at Wharton (Compliance))
2004 - 2005 - Fordham University
MBA Finance (Finance)
1993 - 1995 - Stony Brook University
MS (Industrial Management)
1985 - 1986
- Stony Brook University
BA (Sociology)
1981 - 1985 - Music and Art
Fine/Studio Arts, General
Kim Van Doorn's Skills
- Compliance
- Securities
- Retirement
- Wealth Management
- Banking
- Retirement Planning
- Financial Planning
- Pensions
- Executive Management
- Insurance
Kim Van Doorn's Summary
Kim van Doorn, based in New York, NY, US, is currently a Managing Director, Compliance COO and Global Head of Conduct, Culture and Conflicts at BNY Mellon, bringing experience from previous roles at The Churchill School and Center, van Doorn Consulting Group, LLC and Raymond James. Kim van Doorn holds a 2004 - 2005 CRCP in FINRA at Wharton (Compliance) @ The Wharton School. With a robust skill set that includes Compliance, Securities, Retirement, Wealth Management, Banking and more, Kim van Doorn contributes valuable insights to the industry. Kim van Doorn has 3 emails and 1 mobile phone number on RocketReach.
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