Vice President, Equities Compliance @ (July 2018 - September 2021)
Global Markets Compliance @ (July 2016 - June 2018)
Regulatory Compliance @ (October 2010 - July 2016)
Kim Chen Education
University of Sydney
Bachelor of Commerce (BCom) (Accounting and Finance)
Kim Chen Skills
Compliance
Equities
Financial Regulation
Fixed Income
Regulations
Risk Management
Kim Chen Summary
Kim Chen, based in Hong Kong, is currently a Asia Compliance at LMR Partners. Kim Chen brings experience from previous roles at BlackRock, Morgan Stanley, Bloomberg LP and Goldman Sachs. Kim Chen holds a Bachelor of Commerce (BCom) in Accounting and Finance @ University of Sydney. With a robust skill set that includes Compliance, Equities, Financial Regulation, Fixed Income, Regulations and more. Kim Chen has 1 emails on RocketReach.
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