Kim Bennett Email & Phone Number
Group Compliance Manager @ The Amber River Group
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Kim Bennett Location
- United Kingdom
Kim Bennett Work
- 2026 -now Group Compliance Manager @ The Amber River Group
- 2019 -2026 Compliance Consultant @ Compliance and Training Solutions Ltd.
- 2015 -2019 Compliance Officer @
- 2014 -2015 Business Risk Manager @
- 2013 -2014 Compliance Supervisor @ IN Partnership
- 2012 -2012 Registered Associate @ Robbins Farley
- 2008 -2012 Registered Associate @
- 2005 -2008 Adviser and Trader @
Kim Bennett Skills
- Series 63
- Fixed Annuities
- Fixed Income
- Retirement Planning
- Financial Planning
- Investments
- Finance
- Asset Allocation
- Investment Advisory
- Financial Services
- Equities
- Wealth Management
- Mutual Funds
- Uniform Combined State Law
- FINRA
- Strategic Financial Planning
- Investment Strategies
- Complaint Investigations
- Risk Management
- 401k Rollovers
- Trading
- Series 65
- Series 7
- Securities
Kim Bennett Summary
- Kim Bennett, based in United Kingdom, is currently a Group Compliance Manager at The Amber River Group. Kim Bennett brings experience from previous roles at Compliance and Training Solutions Ltd., Compass Wealth Management Consultants Ltd, St. James’s Place Wealth Management and IN Partnership. With a robust skill set that includes Series 63, Fixed Annuities, Fixed Income, Retirement Planning, Financial Planning and more.
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