Kevin Moon Email & Phone Number

AVP and Chief Compliance Officer @ TD Waterhouse Canada Inc.

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Kevin Moon Location

Canada

Kevin Moon Work

2023 - now AVP and Chief Compliance Officer @ TD Waterhouse Canada Inc.
2020 - 2023 Compliance @ TD Waterhouse
2018 - 2020 Chief Compliance Officer @ RBC Direct Investing

2017 - 2020 Chief Compliance Officer @ RBC InvestEase Inc.
2017 - 2018 Director, Digital Investments Compliance @ RBC Direct Investing & RBC InvestEase
2015 - 2017 Director, Compliance and Deputy Chief Compliance Officer @ Questrade Wealth Management Inc.
2011 - 2015 Manager, Compliance @ RBC Global Asset Management
2007 - 2011 Senior Fund Accountant @ RBC Global Asset Management
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Kevin Moon Education

The University of Western Ontario
Bachelor of Arts (B.A.) (Economics)
2001 - 2005
CFA Institute
Passed Level I of the CFA Program

Kevin Moon Summary

Kevin Moon, based in Canada, is currently a AVP and Chief Compliance Officer at TD Waterhouse Canada Inc.. Kevin Moon brings experience from previous roles at TD Waterhouse, RBC Direct Investing, RBC InvestEase Inc. and RBC Direct Investing & RBC InvestEase. Kevin Moon holds a 2001 - 2005 Bachelor of Arts (B.A.) in Economics @ The University of Western Ontario.

Kevin Moon Phone Numbers

Found 1 phone numbers

416955XXXX

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