Kevan W Location
- London, GB
Kevan W Work
- 2007 - now Principal @
- 2007 - now Head of Compliance @
- 2007 - now Head of Compliance @
- 2007 - 2022 Head of Compliance @
- 2007 - 2019 Head of Compliance @
- 2004 - 2007 Deputy Director of Group Compliance @ AWD Group Plc
- 2000 - 2004 Relationship Management and Waivers Pilot Team Leader @ FSA
- 1998 - 2000 Assistant Manager and Senior Case Officer @ PIA Ombudsman Bureau
- 1995 - 1997 Complaints Resolution @ Barclays Life
- 1993 - 1995 Financial Consultant and Field Induction Trainer @ Black Horse Financial Services
- 1986 - 1993 Management Accountant @ Westbury Homes (now Persimmon)
Kevan W Education
- Dean Close School
- Sheffield Hallam University (formerly Polytechnic)
(Financial Sector Studies)
Kevan W Skills
- Operational Risk Management
- Anti-Money Laundering
- Financial Services
- TCF
- Pensions
- Retirement
- Financial Risk
- Investments
- Risk Management
- Management
- T&C
- Corporate Governance
- AML
- AML JMLSG & Financial crime
- Anti Money Laundering
- Data protection & Information security
- Wealth Management
- Financial Planning
- PII
- Insurance
- Financial Promotions
- Complaint Management
- Portfolio Management
- Investment Management
- Complaint Handling
- Governance
- Compliance
- Compliance Monitoring Plans
- FSA GABRIEL & ONA & VOPs
- Drawdown reviews
- RDR Independent v Restricted
- RDR Adviser and Consultancy charging
- RDR Professionalism
- RDR DIFs & VIFs
- RDR Data collection & reporting
- RDR Prudential
- Suitability & ATR
- Conflicts of Interest
- FSA
- Compliance Monitoring
- Compliance Advisory
- Regulatory Compliance
- Compliance Management
- KYC
- SM&CR
- MiFID II
- General Data Protection Regulation (GDPR)
Kevan W Summary
- Kevan W, based in London, GB, is currently a Principal at Punter Southall Group. Kevan W brings experience from previous roles at Punter Southall Aspire, Punter Southall SIPP, Punter Southall Wealth and Punter Southall Health & Protection. Kevan W holds a Dean Close School. With a robust skill set that includes Operational Risk Management, Anti-Money Laundering, Financial Services, TCF, Pensions and more. Kevan W has 2 emails on RocketReach.
5 free lookup(s).
No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Looking for a different Kevan W?
Find contact details for 700 million professionals.
Others Named Kevan W
Kevan W
Principal
London, GB
Top Punter Southall Group Employees
Maya Batheja
HR Director
London, GB
Julie Speiser
Group HR Manager
United Kingdom
Emma Smith
Human Resources Advisor
Polegate, GB
Kevan W
Principal
London, GB
Fiona Howarth
Financial Controller
London, GB
How It Works
Get a Free Account
Sign up for a free account. No credit card required. Up to 5 free lookups. 
Search the #1 Contact Database
Get contact details of over 700M profiles across 60M companies - all with industry-leading accuracy. Sales and Recruiter users, try out our Email Finder Extension. 
Use our AI-Powered Email Finder
Find business and personal emails and mobile phone numbers with exclusive coverage across niche job titles, industries, and more for unparalleled targeting. Also available via our Contact Data API. 
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co