Kenneth Lam Email & Phone Number
Director, Senior Audit Manager @ Guggenheim Partners
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Kenneth Lam Location
- New York, NY, US
Kenneth Lam Work
- 2017 -now Director, Senior Audit Manager @
- 2014 -2017 Vice President, Oversight and Control RCSA Program Manager and Control Officer (dual-hatted) @
- 2010 -2014 Vice President, Asset Management Internal Audit Manager @
- 2004 -2010 Financial Services Consultant Manager @
- 2003 -2004 Tax Accountant Intern @
Kenneth Lam Education
- Binghamton University - School of Management
Bachelor of Science (B.S.) (Accounting)
2000-2004
Kenneth Lam Skills
- Internal Audit
- Sarbanes-Oxley Act
- Internal Controls
- Sarbanes-Oxley
- Auditing
- Enterprise Risk Management
- IT Audit
- Series 7
- Certified Fiduciary and Investment Risk Specialist (CFIRS)
- Certified Anti-Money Laundering Specialist (CAMS)
- AML
- Financial Services
- Risk Management
- Operational Risk Management
- Financial Risk
- Governance
- Anti Money Laundering
- Risk Assessment
- Management
- Certified Fiduciary and Investment Risk Specialist Cfirs
- Certified Anti Money Laundering Specialist Cams
- Sarbanes Oxley
- Financial Analysis
- Sarbanes Oxley Act
- Certified Fiduciary and Investment Risk Specialist
- Certified Anti Money Laundering Specialist
Kenneth Lam Summary
- Kenneth Lam, based in New York, NY, US, is currently a Director, Senior Audit Manager at Guggenheim Partners. Kenneth Lam brings experience from previous roles at JPMorgan Chase & Co., Protiviti and Puglisi Tax Service. Kenneth Lam holds a 2000 - 2004 Bachelor of Science (B.S.) in Accounting @ Binghamton University - School of Management. With a robust skill set that includes Internal Audit, Sarbanes-Oxley Act, Internal Controls, Sarbanes-Oxley, Auditing and more. Kenneth Lam has 2 emails and 1 mobile phone numbers on RocketReach.
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