Senior Associate - Investment Management Group @ (January 2015 - January 2020)
Deputy CCO and Regulatory Counsel @ (January 2014 - January 2015)
Compliance Counsel and Anti-Money Laundering Officer @ (January 2011 - January 2014)
Kenneth Earley Education
Northeastern University School of Law
JD (Law)
2001-2004
Northeastern University
Bachelor of Science (B.S.) (Legal Studies)
Kenneth Earley Skills
Mutual Funds
Investment Management
Securities Regulation
Investment Company Act
Financial Services
Investments
Investment Advisory
FINRA
Financial Regulation
Investment Advisers
Investment Advisers Act
Corporate Governance
Equities
Investment Advisor Compliance
Asset Management
AML
Mergers & Acquisitions
SEC
Compliance
Attorney
Mergers and Acquisitions
Securities
Kenneth Earley Summary
Kenneth Earley, based in Boston, MA, US, is currently a Assistant General Counsel - Investment Solutions at Mercer. Kenneth Earley brings experience from previous roles at Morse, Morgan, Lewis & Bockius LLP, Bracebridge Capital, LLC and Grantham, Mayo, Van Otterloo & Co. LLC. Kenneth Earley holds a 2001 - 2004 JD in Law @ Northeastern University School of Law. With a robust skill set that includes Mutual Funds, Investment Management, Securities Regulation, Investment Company Act, Financial Services and more. Kenneth Earley has 4 emails and 2 mobile phone numbers on RocketReach.
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