Senior Associate - Investment Management Group @ (January 2015 - January 2020)
Deputy CCO and Regulatory Counsel @ (January 2014 - January 2015)
Compliance Counsel and Anti-Money Laundering Officer @ (January 2011 - January 2014)
Kenneth Earley Education
Northeastern University School of Law
JD (Law)
Northeastern University
Bachelor of Science (B.S.) (Legal Studies)
Kenneth Earley Skills
AML
Asset Management
Corporate Governance
Equities
FINRA
Financial Regulation
Financial Services
Investment Advisers
Investment Advisers Act
Investment Advisor Compliance
Investment Advisory
Investment Company Act
Investment Management
Investments
Mergers & Acquisitions
Mutual Funds
SEC
Securities
Securities Regulation
Compliance
Attorney
Mergers and Acquisitions
Kenneth Earley Summary
Kenneth Earley, based in Boston, MA, US, is currently a Assistant General Counsel - Investment Solutions at Mercer. Kenneth Earley brings experience from previous roles at Morse, Morgan, Lewis & Bockius LLP, Bracebridge Capital, LLC and Grantham, Mayo, Van Otterloo & Co. LLC. Kenneth Earley holds a JD in Law @ Northeastern University School of Law. With a robust skill set that includes AML, Asset Management, Corporate Governance, Equities, FINRA and more. Kenneth Earley has 3 emails and 2 mobile phone numbers on RocketReach.
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