2002 -
now Owner @ Compass Financial Advisors, LLC
2019 -
2023 President @ Friends of Mount Moriah Cemetery, Inc.
2011 -
2020 CCO @ Merion Capial Group
2012 -
2015 CCO @
2011 -
2012 CCO @ Commonwealth Advisors, Inc
2000 -
2010 Chief Compliance Officer and Director of Operations @
1998 -
1999 Compliance Manager @
1992 -
1998 Compliance Manager @
1986 -
1992 Sergeant @
Ken Smith Education
Widener University
Bachelors of Science, Business (Business)
1992
-
1996
Ken Smith Skills
Entrepreneurial Skills
Investment Advisory
Brokerage
Compliance
Entrepreneur
Investments
Asset Management
Equities
Financial Services
Securities
Asset Managment
Structured Finance
Portfolio Management
Entrepreneurship
Investment Banking
Capital Markets
Alternative Investments
Cylinder Liner
Piston Ring
Hydraulic Cylinder
Cast Iron Bar
Private Equity
Due Diligence
Ken Smith Summary
Ken Smith, based in West Chester, PA, US, is currently a Chief Compliance Officer at Alden Investment Group. Ken Smith brings experience from previous roles at Compass Financial Advisors, LLC, Friends of Mount Moriah Cemetery, Inc., Merion Capial Group and Bluestone Capital Management. Ken Smith holds a 1992 - 1996 Bachelors of Science, Business in Business @ Widener University. With a robust skill set that includes Entrepreneurial Skills, Investment Advisory, Brokerage, Compliance, Entrepreneur and more. Ken Smith has 3 emails and 2 mobile phone numbers on RocketReach.
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