Ken McManus Email & Phone Number
Vice President, Director of Surveillance and Senior Compliance Officer
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Ken McManus Location
- New York, NY, US
Ken McManus Work
- 2016 -now Vice President, Director of Surveillance and Senior Compliance Officer @ Alternative Regulatory Solutions LLC
- 2015 -2016 Vice President - Portfolio Compliance Risk Manager @
- 2004 -2014 Director of Investment Surveillance Compliance @
- 2000 -2004 Vice President - Mutual Funds Compliance Group @ New York Life Investment Management
- 1997 -2000 Assistant Vice President - Compliance Department @ Warburg Pincus/Credit Suisse Asset Management
- 1995 -1997 Second Vice President - Chase Asset Management Compliance Unit @ Chase Asset Management Inc.
Ken McManus Education
- Stockton University
Bachelor of Arts (BA) (Business - Finance Concentration)
- Brookdale Community College
Associate of Arts - AA (Business)
Ken McManus Skills
- Fixed Income
- Equities
- Mutual Funds
- Asset Management
- Investments
- Alternative Investments
- Securities
- Asset Allocation
- Series 7
- Bloomberg
- Auditing
- Investment Advisory
- Derivatives
- Financial Services
- Bonds
- Series 63
- Hedge Funds
- Investment Management
- Asset Managment
- Msrb
- FINRA
- Risk Management
- Broker Dealer
- Trading
Ken McManus Summary
- Ken McManus, based in New York, NY, US, is currently a Vice President, Director of Surveillance and Senior Compliance Officer at Alternative Regulatory Solutions LLC. Ken McManus brings experience from previous roles at Brown Brothers Harriman, Lord Abbett & Co., New York Life Investment Management and Warburg Pincus/Credit Suisse Asset Management. Ken McManus holds a Bachelor of Arts (BA) in Business - Finance Concentration @ Stockton University. With a robust skill set that includes Fixed Income, Equities, Mutual Funds, Asset Management, Investments and more. Ken McManus has 1 emails and 1 mobile phone numbers on RocketReach.
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