Ken Kaufmann Email & Phone Number
Senior Vice President and Compliance Manager @ Wells Fargo Advisors
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Ken Kaufmann Location
- United States
Ken Kaufmann Work
- Senior Vice President and Compliance Manager @ (January 2013 - Present)
- Relationship Manager @ (July 2008 - December 2012)
- Chief Compliance and Operations Officer @ Horace Mann Investors, Inc. (January 2007 - January 2008)
- Operations Manager @ Wells Fargo Correspondent Services (January 2002 - January 2004)
- Operations and Treasury Manager @ RBC Dain Correspondent Services (January 1999 - January 2002)
- Operations Manager @ (January 1997 - January 1999)
Ken Kaufmann Education
- Maryville University of Saint Louis
B.S.
- Lindenwood University
MBA
Ken Kaufmann Skills
- Series 7
- Securities
- Mutual Funds
- Leadership
- Microsoft Excel
- Microsoft Office
- Strategic Planning
- Management
- Portfolio Management
- Strategy
Ken Kaufmann Summary
- Ken Kaufmann, based in United States, is currently a Senior Vice President and Compliance Manager at Wells Fargo Advisors. Ken Kaufmann brings experience from previous roles at First Clearing, LLC, Horace Mann Investors, Inc., Wells Fargo Correspondent Services and RBC Dain Correspondent Services. Ken Kaufmann holds a B.S. @ Maryville University of Saint Louis. With a robust skill set that includes Series 7, Securities, Mutual Funds, Leadership, Microsoft Excel and more. Ken Kaufmann has 2 mobile phone numbers on RocketReach.
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