Ken Kaufmann Email & Phone Number
Senior Vice President and Compliance Manager @ Wells Fargo Advisors
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Ken Kaufmann Location
- United States
Ken Kaufmann Work
- 2013 -now Senior Vice President and Compliance Manager @
- 2008 -2012 Relationship Manager @
- 2007 -2008 Chief Compliance and Operations Officer @ Horace Mann Investors, Inc.
- 2002 -2004 Operations Manager @ Wells Fargo Correspondent Services
- 1999 -2002 Operations and Treasury Manager @ RBC Dain Correspondent Services
- 1997 -1999 Operations Manager @
Ken Kaufmann Education
- Lindenwood University
MBA
- Maryville University of Saint Louis
B.S.
Ken Kaufmann Skills
- Series 7
- Securities
- Mutual Funds
- Leadership
- Microsoft Excel
- Microsoft Office
- Strategic Planning
- Management
- Portfolio Management
- Strategy
Ken Kaufmann Summary
- Ken Kaufmann, based in United States, is currently a Senior Vice President and Compliance Manager at Wells Fargo Advisors. Ken Kaufmann brings experience from previous roles at First Clearing, LLC, Horace Mann Investors, Inc., Wells Fargo Correspondent Services and RBC Dain Correspondent Services. Ken Kaufmann holds a MBA @ Lindenwood University. With a robust skill set that includes Series 7, Securities, Mutual Funds, Leadership, Microsoft Excel and more. Ken Kaufmann has 2 mobile phone numbers on RocketReach.
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