2011 -2013 Principal, Director of Compliance and Risk Management @
2003 -2011 Chief Compliance Officer @
2000 -2003 Compliance Director @
Ken Goodall Education
Loyola University New Orleans College of Law
The Wharton School 2016
University of Florida
Ken Goodall Skills
Risk Management
Investment Management
Corporate Governance
Mergers & Acquisitions
Financial Services
Mutual Funds
Banking
FINRA
Internal Audit
Enterprise Risk Management
Securities
Asset Management
Hedge Funds
Equities
AML
Investments
Due Diligence
Alternative Investments
Mergers
Fixed Income
Investment Banking
Investment Advisory
Insurance
Series 63
Derivatives
Series 24
Asset Allocation
Portfolio Management
KYC
Wealth Management
Capital Markets
Series 7
Securities Regulation
Financial Risk
Trading
Private Equity
Operational Risk
Financial Markets
Management
Finance
Investment Advisory Services
Anti Money Laundering
Ken Goodall Summary
Ken Goodall, based in New York, NY, US, is currently a Chief Compliance Officer, Senior Vice President at Itaú USA. Ken Goodall brings experience from previous roles at Guardian Life Insurance Company of America/Park Avenue Securities LLC, AIG Life & Retirement, Bessemer Trust and Newport Group. Ken Goodall holds a Loyola University New Orleans College of Law. With a robust skill set that includes Risk Management, Investment Management, Corporate Governance, Mergers & Acquisitions, Financial Services and more. Ken Goodall has 3 emails and 1 mobile phone numbers on RocketReach.
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