Ken Goodall Email & Phone Number
Chief Compliance Officer, Senior Vice President @ Itaú Private Bank Zurich
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Ken Goodall Location
- New York, NY, US
Ken Goodall Work
- 2018 -now Chief Compliance Officer, Senior Vice President @
- 2014 -2018 Second Vice President and Chief Compliance Officer @
- 2011 -2013 Principal, Director of Compliance and Risk Management @
- 2003 -2011 Chief Compliance Officer @
- 2000 -2003 Compliance Director @
Ken Goodall Education
- The Wharton School
Certified Regulatory and Compliance Professional (CRCP)
2016 - Loyola University New Orleans College of Law
Doctor of Law - JD
- University of Florida 2016
Ken Goodall Skills
- Risk Management
- Investment Management
- Corporate Governance
- Mergers & Acquisitions
- Financial Services
- Mutual Funds
- Banking
- FINRA
- Internal Audit
- Enterprise Risk Management
- Securities
- Asset Management
- Hedge Funds
- Equities
- AML
- Investments
- Due Diligence
- Alternative Investments
- Mergers
- Fixed Income
- Investment Banking
- Investment Advisory
- Insurance
- Series 63
- Derivatives
- Series 24
- Asset Allocation
- Portfolio Management
- KYC
- Wealth Management
- Capital Markets
- Series 7
- Securities Regulation
- Financial Risk
- Trading
- Private Equity
- Operational Risk
- Financial Markets
- Management
- Finance
- Investment Advisory Services
- Anti Money Laundering
Ken Goodall Summary
- Ken Goodall, based in New York, NY, US, is currently a Chief Compliance Officer, Senior Vice President at Itaú USA. Ken Goodall brings experience from previous roles at Guardian Life Insurance Company of America/Park Avenue Securities LLC, Bessemer Trust, Newport Group and Morgan Stanley. Ken Goodall holds a Certified Regulatory and Compliance Professional (CRCP) @ The Wharton School. With a robust skill set that includes Risk Management, Investment Management, Corporate Governance, Mergers & Acquisitions, Financial Services and more. Ken Goodall has 4 emails and 2 mobile phone numbers on RocketReach.
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