Associate General Counsel and Chief Compliance Officer @ (April 2016 - Present)
Manager @ (September 2014 - March 2016)
Attorney @ (August 2012 - August 2014)
Securities Compliance Examiner @ (August 2010 - August 2012)
Summer Associate @ (May 2009 - July 2009)
Summer Associate @ (May 2008 - August 2008)
Legal Assistant @ (September 2006 - July 2007)
Child Advocate @ (August 2006 - July 2007)
English Teacher, Community Developer @ Team Tobati Paraguay (August 2005 - August 2006)
Kellen Carter Education
Howard University
Doctor Of Jurisprudence (Banking, Corporate Finance, Law)
2007-2010
Vanderbilt University
Bachelors (Economics, International Development)
2001-2005
Monash University 2003-2004
Kellen Carter Skills
SEC
Litigation
Fixed Income
Corporate Finance
Securities Regulation
Financial Modeling
Capital Markets
Legal Writing
Investments
Westlaw
Finance
SEC filings
Financial Services
Asset Managment
Equities
Mutual Funds
Securities Litigation
International Law
Asset Management
Legal Research
Corporate Law
Financial Analysis
Corporate Governance
Private Equity
Due Diligence
Venture Capital
Mergers and Acquisitions
Series 7
Securities
Hedge Funds
Investment Management
Kellen Carter Summary
Kellen Carter, based in New York, NY, US, is currently a Corporate Counsel and Chief Compliance Officer at Ark Investment Management. Kellen Carter brings experience from previous roles at Ark Invest, Ey and u.s. Securities and Exchange Commission. Kellen Carter holds a 2007 - 2010 Doctor Of Jurisprudence in Banking, Corporate Finance, Law @ Howard University. With a robust skill set that includes SEC, Litigation, Fixed Income, Corporate Finance, Securities Regulation and more. Kellen Carter has 3 emails and 5 mobile phone numbers on RocketReach.
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