Keith Roberts Email & Phone Number
Compliance Officer @ CORDA Investment Management
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Keith Roberts Location
- Houston, TX, US
Keith Roberts Work
- 2022 -now Compliance Officer @
- 2014 -2022 Vice President, Field Supervision @ VALIC Financial Advisors
- 2008 -2014 Chief Compliance Officer @ Global Financial Services, LLC
- 2007 -2008 Vice-President Operations and Chief Compliance Officer @
- 2004 -2007 Director of Operations @ Broker-Dealer/Investment Adviser
- 1993 -2004 Director of Operations @ AIG VALIC
Keith Roberts Education
- The University of Texas at Austin
BBA (Finance)
1979-1983
Keith Roberts Skills
- Regulatory Compliance
- FINRA
- Securities
- Series 24
- AML
- Uniform Combined State Law
- Series 7
- Mutual Funds
- Series 63
- Investment Advisory
- Alternative Investments
- Investments
- Asset Allocation
- Portfolio Management
- Asset Management
- Risk Management
- Anti Money Laundering
- Investment Banking
- Hedge Funds
Keith Roberts Summary
- Keith Roberts, based in Houston, TX, US, is currently a Compliance Officer at CORDA Investment Management. Keith Roberts brings experience from previous roles at VALIC Financial Advisors, Global Financial Services, LLC, US Fiduciary and Broker-Dealer/Investment Adviser. Keith Roberts holds a 1979 - 1983 BBA in Finance @ The University of Texas at Austin. With a robust skill set that includes Regulatory Compliance, FINRA, Securities, Series 24, AML and more. Keith Roberts has 2 emails and 4 mobile phone numbers on RocketReach.
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