Keith Roberts's Location
Houston, TX, US
Keith Roberts's Work
- Compliance Officer @ CORDA Investment Management
- Vice President, Field Supervision @ VALIC Financial Advisors
- Chief Compliance Officer @ Global Financial Services, LLC
- Vice-President Operations and Chief Compliance Officer @ US Fiduciary
- Director of Operations @ Broker-Dealer/Investment Adviser
- Director of Operations @ AIG VALIC
Keith Roberts's Education
- The University of Texas at Austin
BBA (Finance)
1979 - 1983
Keith Roberts's Skills
- FINRA
- Securities
- Series 24
- AML
- Uniform Combined State Law
- Series 7
- Mutual Funds
- Series 63
- Investment Advisory
- Alternative Investments
Keith Roberts's Summary
Keith Roberts, based in Houston, TX, US, is currently a Compliance Officer at CORDA Investment Management, bringing experience from previous roles at VALIC Financial Advisors, Global Financial Services, LLC, US Fiduciary and Broker-Dealer/Investment Adviser. Keith Roberts holds a 1979 - 1983 BBA in Finance @ The University of Texas at Austin. With a robust skill set that includes FINRA, Securities, Series 24, AML, Uniform Combined State Law and more, Keith Roberts contributes valuable insights to the industry. Keith Roberts has 3 emails on RocketReach.
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