2013 -2019 Vice President of Operations | Chief Compliance Officer @
2013 -2019 Vice President of Operations | Chief Compliance Officer @
2011 -2013 Senior Compliance Consultant @
2009 -2012 Director of Operations, Consultant @
2004 -2009 VP- Business Administrative Manager @
2003 -2008 AVP- Associate Business Manager @
Katy McBride Education
University of California, Davis
BA (Plant Biology)
1997-2002
YCHS 1992-1996
Katy McBride Skills
Risk Management
FINRA
Series 7
Securities
Investment Advisory
Program Management
Hedge Funds
Vendor Management
Strategic Financial Planning
Management
Alternative Investments
Performance Metrics
Auditing
Series 63
Training
Leadership
Series 9
Series 10
Mutual Funds
Regulatory Compliance
SEC
CFTC
Public Speaking
Business Development
Business Analysis
Strategy
Marketing
Strategic Financial
Katy McBride Summary
Katy McBride, based in Chicago, IL, US, is currently a Head Of Operations at CogniSure. Katy McBride brings experience from previous roles at McBride Consults, LJM Partners, LJM Funds Management and Gordian Compliance Solutions, LLC. Katy McBride holds a 1997 - 2002 BA in Plant Biology @ University of California, Davis. With a robust skill set that includes Risk Management, FINRA, Series 7, Securities, Investment Advisory and more. Katy McBride has 2 emails and 2 mobile phone numbers on RocketReach.
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