Katie Pollock Email & Phone Number
Executive Director, Compliance @ Affinius Capital
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Katie Pollock Location
- United States
Katie Pollock Work
- Executive Director, Compliance @ (February 2022 - Present)
- Senior Compliance Manager @ (May 2021 - February 2022)
- Global Compliance Trade Surveillance Manager @ (August 2019 - May 2021)
- Sr. Consultant, Second Vice President @ (April 2016 - July 2017)
- Trading Operations @ (July 2015 - April 2016)
- Assistant Vice President @ The Rock Creek Group (April 2014 - March 2015)
- Counterparty Risk, Derivatives and Broker Relationship Management @ (July 2010 - April 2014)
- Client Relationship Management and Business Analyst - Global Cash Equities @ Jpmorgan Cazenove (January 2009 - July 2010)
Katie Pollock Education
- Queen Mary University of London
(Law)
2019 - Regent'S College - Webster Graduate School London
Masters (Business Administration)
2008-2009 - University of Missouri - Kansas City
Bachelors (Business Administration, Statistics)
2006-2008 - Webster Graduate School
Master of Science (Finance)
2010
Katie Pollock Skills
- Equities
- Bloomberg
- Hedge Funds
- Derivatives
- Asset Managment
- Fixed Income
- Trading
- Investment Banking
- Investments
- Equity Research
- Middle Office
- Commodity
- Investment Management
- FX Options
- Asset Management
- Capital Markets
- Private Equity
- Valuation
- Financial Markets
- Trading Systems
- Equity Trading
- Portfolio Management
- Corporate Finance
- Alternative Investments
- Relationship Management
- Equity Derivatives
- Securities
- Electronic Trading
- Emerging Markets
- Fund Of Funds
- Back Office
- Swaps
- Structured Products
- Options
- Asset Allocation
- Interest Rate Derivatives
- Credit Derivatives
- Prime Brokerage
- Market Risk
- Market Data
- Settlement
- Ballet
- Mutual Funds
- Financial Services
- Trading Strategies
- Bloomberg Terminal
- Quantitative Finance
- Proprietary Trading
Katie Pollock Summary
- Katie Pollock, based in United States, is currently a Executive Director, Compliance at Affinius Capital. Katie Pollock brings experience from previous roles at Russell Investments, Northern Trust Corporation and Driehaus Capital Management LLC. Katie Pollock holds a Queen Mary University of London. With a robust skill set that includes Equities, Bloomberg, Hedge Funds, Derivatives, Asset Managment and more. Katie Pollock has 2 emails and 1 mobile phone numbers on RocketReach.
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Top Affinius Capital Employees
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Laurie Golub
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Harris Neuberg
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Peter Hoberman
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Darren Breda
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Tana Gardner
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John Parsons
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Michael Schonbraun
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Tyler Pringle
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