Katie Hallberg's Location
Richmond, VA, US
Katie Hallberg's Work
- Chief Compliance Officer @ Capitol Securities Management Inc.
- AML Compliance Officer @ Capitol Securities Management Inc.
- Compliance Manager @ Capitol Securities Management Inc.
- Compliance Analyst @ Institutional Life
- Compliance Associate @ Davenport & Company LLC
Katie Hallberg's Education
- James Madison University
BBA (Business Finance)
2001 - 2005 - James Madison University - College of Business
BS (Finance, General)
2001 - 2005
Katie Hallberg's Skills
- Series 24
- Series 7
- Series 66
- Series 53
- Series 4
- Series 87
Katie Hallberg's Summary
Katie Hallberg, based in Richmond, VA, US, is currently a Chief Compliance Officer at Capitol Securities Management Inc., bringing experience from previous roles at Capitol Securities Management Inc., Institutional Life Services and Davenport & Company LLC. Katie Hallberg holds a 2001 - 2005 BBA in Business Finance @ James Madison University. With a robust skill set that includes Series 24, Series 7, Series 66, Series 53, Series 4 and more, Katie Hallberg contributes valuable insights to the industry. Katie Hallberg has 2 emails on RocketReach.
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