Kathy Roman Email & Phone Number
Director, Corporate Compliance
5 free lookup(s). No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Kathy Roman Location
- Philadelphia, PA, US
Kathy Roman Work
- Director, Corporate Compliance @ Nationwide Financial (April 2011 - Present)
- Chief Compliance Officer @ Valley Forge Capital Advisors, Inc. (February 2004 - April 2011)
Kathy Roman Education
- Southern New Hampshire University
Associate of Science - AS (Business Administration)
2020-2022 - Union County College
(Business Adminstration)
Kathy Roman Skills
- Risk Management
- Financial Services
- Compliance
- Securities
- Mutual Funds
- AML
- Corporate Governance
- Insurance
- FINRA
- Financial Risk
- Investments
- Due Diligence
- Mergers & Acquisitions
- Series 7
- Asset Management
- Strategy
- Mergers and Acquisitions
- Public Speaking
- Subadviser Due Diligence
- Strategic Planning
- Customer Service
- Management
- Finance
Kathy Roman Summary
- Kathy Roman, based in Philadelphia, PA, US, is currently a Director, Corporate Compliance at Nationwide Financial. Kathy Roman brings experience from previous roles at Valley Forge Capital Advisors, Inc.. Kathy Roman holds a 2020 - 2022 Associate of Science - AS in Business Administration @ Southern New Hampshire University. With a robust skill set that includes Risk Management, Financial Services, Compliance, Securities, Mutual Funds and more. Kathy Roman has 1 emails and 3 mobile phone numbers on RocketReach.
Looking for a different Kathy Roman?
Find contact details for 700 million professionals.
Others Named Kathy Roman
Kathy san Roman
Interim Chief Financial Officer
San Francisco, CA, US
Kathy Roman
Employee Relations Manager
Chicago, IL, US
Kat Roman
Producer and Creative Lead | Mission-Driven Projects
New York, United States
Kathy Roman
Regional Manager
Alpharetta, GA, US
Kathy Román
Asesora de Seguros
Mexico City, Mexico
Kathy Roman
Controller
Cranston, RI, US
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co