Kathe Espinili Email & Phone Number
Chief Compliance Officer and Partner @ J. Derek Lewis & Associates, Inc.
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Kathe Espinili Location
- Newport Beach, CA, US
Kathe Espinili Work
- Chief Compliance Officer and Partner @ (January 1990 - Present)
- Chief Compliance Officer @ JDL Securities Corporation (January 1991 - Present)
- CFO, Owner @ RKE Healthcare Consulting, Inc. (August 2018 - Present)
- Registered Sales Assistant @ (February 1989 - January 1990)
- Registered Sales Assistant @ (March 1988 - February 1989)
- Registered Sales Assistant @ (September 1986 - March 1988)
- Registered Sales Assistant @ (July 1983 - July 1986)
Kathe Espinili Skills
- AML
- FINRA
- Series 9/10
- Financial Services
- Financial Regulation
Kathe Espinili Summary
- Kathe Espinili, based in Newport Beach, CA, US, is currently a Chief Compliance Officer and Partner at J. Derek Lewis & Associates, Inc.. Kathe Espinili brings experience from previous roles at JDL Securities Corporation, RKE Healthcare Consulting, Inc., Shearson Lehman Brothers International Inc. and Drexel Burnham Lambert. With a robust skill set that includes AML, FINRA, Series 9/10, Financial Services, Financial Regulation and more. Kathe Espinili has 1 emails and 1 mobile phone numbers on RocketReach.
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