Kate Ring Email & Phone Number
Chief Compliance Officer @ Stash
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Kate Ring Location
- Charlotte, NC, US
Kate Ring Work
- 2022 -now Chief Compliance Officer @
- 2025 -now Advisory Board Member @
- 2021 -2022 Deputy Chief Compliance Officer @
- 2018 -2022 SVP, Advisory CCO and Head of Product and Platform Compliance @
- 2018 -2018 Senior Vice President, Associate General Counsel @
- 2015 -2018 Vice President, Associate Counsel @
- 2013 -2015 VP, Compliance @
- 2010 -2013 Chief Compliance Officer @ Fortigent, LLC
- 2009 -2010 Compliance Manager @ Spot Trading, LLC
- 2005 -2009 Chief Compliance Officer and Counsel @
Kate Ring Education
- DePaul University College of Law
Juris Doctor (American/U.S. Law/Legal Studies/Jurisprudence)
2001-2004 - American University
Bachelor of Arts (BA) (Political Science and Justice)
1997-2001
Kate Ring Skills
- Series 7
- Mutual Funds
- Series 63
- Hedge Funds
- Asset Management
- Alternative Investments
- Investment Advisory
- Risk Management
- Due Diligence
- Financial Services
- Business Development
- Graphic Design
- Marketing
- Leadership
- Strategic Planning
- Project Management
Kate Ring Summary
- Kate Ring, based in Charlotte, NC, US, is currently a Chief Compliance Officer at Stash. Kate Ring brings experience from previous roles at Domify AI and LPL Financial. Kate Ring holds a 2001 - 2004 Juris Doctor in American/U.S. Law/Legal Studies/Jurisprudence @ DePaul University College of Law. With a robust skill set that includes Series 7, Mutual Funds, Series 63, Hedge Funds, Asset Management and more. Kate Ring has 3 emails and 3 mobile phone numbers on RocketReach.
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