Kate Ring's Location
Charlotte, NC, US
Kate Ring's Work
- Chief Compliance Officer @ Stash
- Deputy Chief Compliance Officer @ LPL Financial
- SVP, Advisory CCO and Head of Product and Platform Compliance @ LPL Financial
- Senior Vice President, Associate General Counsel @ LPL Financial
- Vice President, Associate Counsel @ LPL Financial
- VP, Compliance @ LPL Financial
- Chief Compliance Officer @ Fortigent, LLC
- Compliance Manager @ Spot Trading LLC
- Chief Compliance Officer and Counsel @ Mutual Trust Life Solutions
Kate Ring's Education
- DePaul University College of Law
Juris Doctor (American/U.S. Law/Legal Studies/Jurisprudence)
2001 - 2004 - American University
Bachelor of Arts (BA) (Political Science and Justice)
1997 - 2001
Kate Ring's Skills
- Series 7
- Mutual Funds
- Series 63
- Hedge Funds
- Asset Management
- Alternative Investments
- Investment Advisory
- Risk Management
- Due Diligence
- Financial Services
Kate Ring's Summary
Kate Ring, based in Charlotte, NC, US, is currently a Chief Compliance Officer at Stash, bringing experience from previous roles at LPL Financial. Kate Ring holds a 2001 - 2004 Juris Doctor in American/U.S. Law/Legal Studies/Jurisprudence @ DePaul University College of Law. With a robust skill set that includes Series 7, Mutual Funds, Series 63, Hedge Funds, Asset Management and more, Kate Ring contributes valuable insights to the industry. Kate Ring has 5 emails on RocketReach.
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