Kate Ring Email & Phone Number
Chief Compliance Officer @ Stash
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Kate Ring Location
- Charlotte, NC, US
Kate Ring Work
- 2022 - now Chief Compliance Officer @
- 2025 - now Advisory Board Member @
- 2021 - 2022 Deputy Chief Compliance Officer @
- 2018 - 2022 SVP, Advisory CCO and Head of Product and Platform Compliance @
- 2018 - 2018 Senior Vice President, Associate General Counsel @
- 2015 - 2018 Vice President, Associate Counsel @
- 2013 - 2015 VP, Compliance @
- 2010 - 2013 Chief Compliance Officer @ Fortigent, LLC
- 2009 - 2010 Compliance Manager @ Spot Trading, LLC
- 2005 - 2009 Chief Compliance Officer and Counsel @
Kate Ring Education
- DePaul University College of Law 2001 - 2004
- American University 1997 - 2001
Kate Ring Skills
- Series 7
- Mutual Funds
- Series 63
- Hedge Funds
- Asset Management
- Alternative Investments
- Investment Advisory
- Risk Management
- Due Diligence
- Financial Services
- Business Development
- Graphic Design
- Marketing
- Leadership
- Strategic Planning
- Project Management
Kate Ring Summary
- Kate Ring, based in Charlotte, NC, US, is currently a Chief Compliance Officer at Stash. Kate Ring brings experience from previous roles at Domify AI and LPL Financial. Kate Ring holds a 2001 - 2004 DePaul University College of Law. With a robust skill set that includes Series 7, Mutual Funds, Series 63, Hedge Funds, Asset Management and more. Kate Ring has 3 emails and 3 mobile phone numbers on RocketReach.
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Top Stash Employees
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New Jersey, United States
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Carissa Galloway
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Andrew O'Toole
Head of Engineering
Kirkland, WA, US
Scott Jones
Head of Engineering
New York, NY, US
Alexandra Phelan
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Corinne Clough
Director, Lifecycle Marketing
New York, NY, US
Timothy Vinson
Co-Founder
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