Kate Pope Email & Phone Number
Global Head of Fund and Adviser Compliance, CCO of Vanguard Global Advisers, LLC @ Vanguard
5 free lookup(s). No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Kate Pope Location
- Philadelphia, PA, US
Kate Pope Work
- Global Head of Fund and Adviser Compliance, CCO of Vanguard Global Advisers, LLC @ (June 2024 - Present)
- Head of Enterprise Compliance and Governance @ (January 2023 - June 2024)
- Head of Enterprise Growth Compliance and Third Party Advisor Oversight @ (January 2021 - January 2023)
- Senior Attorney Advisor @ (January 2015 - January 2021)
- Senior Compliance Officer @ (January 2010 - January 2015)
- Compliance Officer @ (January 2009 - January 2010)
- Litigation Associate @ (January 2007 - January 2009)
- Legal Extern @ Philadelphia Legal Assistance (May 2006 - May 2007)
Kate Pope Education
- University of Pennsylvania Carey Law School
J.D.
2004-2007 - Smith College
B.A. (Government)
1999-2003
Kate Pope Skills
- Policy Writing
- Litigation
- Securities Regulation
- Profit
- Regulatory Filings
- Legal Writing
- Family Law
- Investments
- Commercial Litigation
- Team Management
- Investment Advisers Act
- Investment Advisory
- Regulatory Reporting
- Fund Of Funds
- Financial Services
- Investment Advisor Compliance
- Regulatory Requirements
- Mutual Funds
- Employment Law
- Compliance Regulations
- Risk Management
- Legal Research
- Legal Compliance
- Legal
- Change Management
- Attorney
- Corporate Law
- Policies And Procedures Development
- Investment Advisory Services
- Regulatory Examinations
- Regulatory Compliance
- Regulatory Strategy Development
- Corporate Governance
- Regulatory Agencies
- Investment Companies
- Project Management
- Federal And State Regulatory Compliance
- Due Diligence
- Global Regulatory Compliance
- Services
- Electronic Trading Systems
- Securities
- Performance Management
Kate Pope Summary
- Kate Pope, based in Philadelphia, PA, US, is currently a Global Head of Fund and Adviser Compliance, CCO of Vanguard Global Advisers, LLC at Vanguard. Kate Pope brings experience from previous roles at Vanguard, U.S. Securities and Exchange Commission and Delaware Investments. Kate Pope holds a 2004 - 2007 J.D. @ University of Pennsylvania Carey Law School. With a robust skill set that includes Policy Writing, Litigation, Securities Regulation, Profit, Regulatory Filings and more. Kate Pope has 5 emails and 2 mobile phone numbers on RocketReach.
Looking for a different Kate Pope?
Find contact details for 700 million professionals.
Others Named Kate Pope
Kate Pope
Plant Financial Analyst
Saint Paul, MN, US
Kate Pope
Global Account Director
New York, NY, US
Kate Pope
Supplier Governance Manager
Australia
Kate Pope
Director, English Language Institute
Naperville, IL, US
Kate Pope
Head of Admissions
Ampleforth, GB
Kate Pope
Senior Style Advisor
Portland, OR, US
Kate Pope
Senior Executive Assistant
New York, NY, US
Top Vanguard Employees
John Ameriks
CIO VPM, Head of Quantitative and Strategic Equity
Valley Forge, PA, US
Sara Devereux
CIO VCM, Global Head of Fixed Income
Philadelphia, PA, US
Lauren Valente
Managing Director, Workplace Solutions
Malvern, PA, US
John James
Managing Director of Vanguard’s Workplace and Advisor Solutions group
Philadelphia, PA, US
Jacqueline Angell
Chief Compliance Officer
Malvern, PA, US
Alden Mitchell
CEO - President
White Plains, NY, US
Amma Boateng
Managing Director, Head of Financial Advisor Services
Philadelphia, PA, US
Jon Couture
Managing Director and Chief Human Resources Officer
Malvern, PA, US
John Bendl
Managing Director, Chief Financial Officer
Malvern, PA, US
Larry Drury
Chief Marketing Officer - Institutional Investment Group
West Chester, PA, US
Gregory Davis
President and Chief Investment Officer
Malvern, PA, US
Alyssa Thornton
CEO Communications
Malvern, PA, US
Joe Brennan
Managing Director - Global Chief Risk Officer
Malvern, PA, US
Liz Fisk
CEO Communications
Malvern, PA, US
Joanna Rotenberg
Managing Director, Personal Wealth
United States
Natalie Lamarque
Chief Legal Officer and Secretary
Narberth, PA, US
Nitin Tandon
Managing Director, Global Chief Information Officer
Philadelphia, PA, US
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co