Kate Malone Email & Phone Number
AVP, Trading and Operations Compliance @ LPL Financial
5 free lookup(s).
If you need more lookups,
subscriptions start at $34 USD/month.
Kate Malone Location
- Auburn, WA, US
Kate Malone Work
- 2025 -now AVP, Trading and Operations Compliance @
- 2023 -2025 Broker-Dealer and Registered Investment Adviser Compliance Professional @ Self-employed
- 2024 -2024 Compliance Consultant @
- 2021 -2023 U.S Broker-Dealer Chief Compliance Officer @
- 2008 -2021 Senior Compliance Manager @ Russell Investment Group
- 2003 -2007 Director of Compliance @
- 1999 -2007 Compliance Specialist @ FINRA
Kate Malone Education
- Tyee High School
- Some college
Kate Malone Summary
- Kate Malone, based in Auburn, WA, US, is currently a AVP, Trading and Operations Compliance at LPL Financial. Kate Malone brings experience from previous roles at Self-employed, PIMCO, Russell Investments and Russell Investment Group. Kate Malone holds a Tyee High School. Kate Malone has 2 emails and 2 mobile phone numbers on RocketReach.
Looking for a different Kate Malone?
Find contact details for 700 million professionals.
Others Named Kate Malone
Kate Malone
Chief Transformation Officer
Melbourne, VIC, AU
Kate Malone
Marketing Communications Manager
Pennsylvania, United States
Kate Malone
Vice President, Human Resources Business Advisor - Commercial Banking
Grand Rapids, MI, US
Kate Malone
Sales Manager
Tullamore, IE
Kate Malone
Founder
Dallas, TX, US
Kate Malone
Director of Marketing and Client Services
Washington, DC, US
Top LPL Financial Employees
Don Link
President 973 845-6667 and 844 366 5465
Westfield, NJ, US
Maggie Medina
CEO and President, MCM Wealth Advisors, Inc.
San Diego, CA, US
Joe Lanser
Executive Vice President - Head of FP and A
San Diego, CA, US
Anh Sisouvanh
Vice President, Ops conversions and integrations
San Diego, CA, US
Richard Keltner
Vice President, Tax Innovation
San Diego, CA, US
Amy Difrancesco
Vice President, Sales Readiness
San Diego, CA, US
Joe Pannarale
President and CEO at Diversified Wealth Solutions, LLC
Highland, IN, US
Blain Bogar
President and Wealth Management Advisor
Las Vegas, NV, US
Clyde French
President
Shreveport, LA, US
Emily Field
Chief People Officer
San Diego, CA, US
Matt Audette
President and Chief Financial Officer
New York, NY, US
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co