Kate Malone Email & Phone Number

AVP, Trading and Operations Compliance @ LPL Financial

5 free lookup(s).

Kate Malone Location

Auburn, WA, US

Kate Malone Work

2025 - now AVP, Trading and Operations Compliance @ LPL Financial
2023 - 2025 Broker-Dealer and Registered Investment Adviser Compliance Professional @ Self-employed
2024 - 2024 Compliance Consultant @ PIMCO

2021 - 2023 U.S Broker-Dealer Chief Compliance Officer @ Russell Investments
2008 - 2021 Senior Compliance Manager @ Russell Investment Group
2003 - 2007 Director of Compliance @ McAdams Wright Ragen
1999 - 2007 Compliance Specialist @ FINRA

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Kate Malone Education

Tyee High School
Some college

Kate Malone Summary

Kate Malone, based in Auburn, WA, US, is currently a AVP, Trading and Operations Compliance at LPL Financial. Kate Malone brings experience from previous roles at Self-employed, PIMCO, Russell Investments and Russell Investment Group. Kate Malone holds a Tyee High School. Kate Malone has 2 emails and 1 mobile phone numbers on RocketReach.

Kate Malone Emails

Found 2 emails

Kate Malone Phone Numbers

Found 1 phone numbers

+1 509-499-XXXX

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