Kate Krofl Email & Phone Number
Director, Global Governance and Risk @ Charles Schwab
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Kate Krofl Location
- Detroit, MI, US
Kate Krofl Work
- 2025 -now Director, Global Governance and Risk @
- 2024 -2025 Director - Head of Regulatory Strategy: Advisor Services, Futures and Forex, Finance and International @
- 2023 -2024 Director, Head of Regulatory Strategy and Exams and Inquiries: International, Futures and FX, Banking, Finance @
- 2021 -2023 Director, Compliance Regulatory Group @
- 2021 -2021 Chief Compliance Officer and Chief Risk Officer @
- 2016 -2021 Chief Compliance Officer and Chief Regulatory Officer @
- 2015 -2016 Director of Compliance @
- 2014 -2015 Assistant Director of Compliance @
- 2012 -2014 Chief Compliance Officer @
- 2011 -2012 Supervisor, Investigations @
- 2011 -2011 Investigator II @
- 2009 -2011 Staff Auditor @
Kate Krofl Education
- Michigan State University
Bachelor of Business Administration (Finance)
Kate Krofl Skills
- Cross-functional Team Leadership
- Problem Solving
- Process Improvement
- CFTC
- Futures
- Program Management
- Auditing
- Derivatives
- Options
- Securities
- Recruiting
- Trading
- Finance
- Risk Management
- Capital Markets
- Bloomberg
- Human Resources
- Hedge Funds
- Fixed Income
- Financial Markets
- Analysis
- Financial Analysis
- Analytical Skills
- Regulatory Compliance
Kate Krofl Summary
- Kate Krofl, based in Detroit, MI, US, is currently a Director, Global Governance and Risk at Charles Schwab. Kate Krofl brings experience from previous roles at Charles Schwab and Nadex. Kate Krofl holds a Bachelor of Business Administration in Finance @ Michigan State University. With a robust skill set that includes Cross-functional Team Leadership, Problem Solving, Process Improvement, CFTC, Futures and more. Kate Krofl has 3 emails on RocketReach.
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