Kate Krofl Email & Phone Number
Director, Global Governance and Risk @ Charles Schwab
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Kate Krofl Location
- Detroit, MI, US
Kate Krofl Work
- Director, Global Governance and Risk @ (June 2025 - Present)
- Director - Head of Regulatory Strategy: Advisor Services, Futures and Forex, Finance and International @ (November 2024 - June 2025)
- Director, Head of Regulatory Strategy and Exams and Inquiries: International, Futures and FX, Banking, Finance @ (January 2023 - November 2024)
- Director, Compliance Regulatory Group @ (November 2021 - January 2023)
- Chief Compliance Officer and Chief Risk Officer @ (October 2021 - November 2021)
- Chief Compliance Officer and Chief Regulatory Officer @ (September 2016 - October 2021)
- Director of Compliance @ (June 2015 - September 2016)
- Assistant Director of Compliance @ (August 2014 - June 2015)
- Chief Compliance Officer @ (July 2012 - July 2014)
- Supervisor, Investigations @ (December 2011 - July 2012)
- Investigator II @ (March 2011 - December 2011)
- Staff Auditor @ (June 2009 - March 2011)
Kate Krofl Education
- Michigan State University
Bachelor of Business Administration (Finance)
Kate Krofl Skills
- Cross-functional Team Leadership
- Problem Solving
- Process Improvement
- CFTC
- Futures
- Program Management
- Auditing
- Derivatives
- Options
- Securities
- Recruiting
- Trading
- Finance
- Risk Management
- Capital Markets
- Bloomberg
- Human Resources
- Hedge Funds
- Fixed Income
- Financial Markets
- Analysis
- Financial Analysis
- Analytical Skills
- Regulatory Compliance
Kate Krofl Summary
- Kate Krofl, based in Detroit, MI, US, is currently a Director, Global Governance and Risk at Charles Schwab. Kate Krofl brings experience from previous roles at Charles Schwab and Nadex. Kate Krofl holds a Bachelor of Business Administration in Finance @ Michigan State University. With a robust skill set that includes Cross-functional Team Leadership, Problem Solving, Process Improvement, CFTC, Futures and more. Kate Krofl has 4 emails on RocketReach.
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Others Named Kate Krofl
Kate Krofl
Director, Global Governance and Risk
Detroit, MI, US
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