Karen Garcia Email & Phone Number
Chief Operating Officer and Chief Compliance Officer @ First Ascent Asset Management
Karen Garcia's Location
Denver, CO, US
Karen Garcia's Work
- Chief Operating Officer and Chief Compliance Officer @ First Ascent Asset Management
- Executive Vice President and CCO @ First Western Financial, Inc.
- Managing Director and Founding Principal @ Investment Consulting Group
- Managing Director @ Portfolio Management Consultants, Inc.
- Registered Representative Trainer @ Charles Schwab
- Manager: Regulatory Compliance @ Stuart-James Investment Bankers, Inc.
- Management: Operations, Compliance @ Merrill Lynch
Karen Garcia's Education
- Regis University
B.S. (Business)
1978 - 1982
Karen Garcia's Skills
- Strategic Planning
- Project Management
- Risk Management
- Executive Management
- Start-ups
- Wealth Management
- Alternative Investments
- RIA & Trust Operations/Compliance
- Investment Advisory
- Due Diligence
Karen Garcia's Summary
Karen Garcia, based in Denver, CO, US, is currently a Chief Operating Officer and Chief Compliance Officer at First Ascent Asset Management, bringing experience from previous roles at First Western Financial, Inc., Investment Consulting Group, LLC, Portfolio Management Consultants, Inc. and Charles Schwab and Company Inc.. Karen Garcia holds a 1978 - 1982 B.S. in Business @ Regis University. With a robust skill set that includes Strategic Planning, Project Management, Risk Management, Executive Management, Start-ups and more, Karen Garcia contributes valuable insights to the industry. Karen Garcia has 3 emails and 1 mobile phone number on RocketReach.
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