Julie Thomas Email & Phone Number
Chief Compliance Officer @ FEG Investment Advisors
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Julie Thomas Location
- Cincinnati, OH, US
Julie Thomas Work
- 2015 -now Chief Compliance Officer @
- 2021 -2023 Independent Director @ Total Fund Solution
- 2006 -2015 Vice President, Deputy Chief Compliance Officer, ONFS and Chief Compliance Officer, Funds @
- 1997 -2000 Director of Administrative Development @ Great American Life Insurance Co.
- 1994 -1997 Director of Accounting Services @ Manhattan National Life Insurance Company
- 1990 -1994 Senior Accountant @
Julie Thomas Education
- University of Cincinnati Carl H. Lindner College of Business
BS (Beta Alpha Psi)
1987-1990
Julie Thomas Skills
- Employee Training
- Compliance Training
- Regulatory Requirements
- Compliance Regulations
- Compliance Procedures
- Team Leadership
- Board of Directors
- Financial Analysis
- Financial Services
- Insurance
- Risk Management
- Accounting
- Finance
- Securities
- Financial Planning
- Mutual Funds
- Due Diligence
- Compliance
- Investment Advisers Act
- Auditing
- Investment Company Act
- Series 24
- Securities Regulation
- U.S. Securities and Exchange Commission (SEC)
- Hedge Funds
- Investment Management
- Asset Management
- Legal Compliance
- Alternative Investments
- Regulatory Compliance
- Code of Ethics
- Policies & Procedures Development
- Business Continuity Planning
- Leadership
- Management
- Investment Advisory
- Operational Risk Management
- Series 7
- U.S. Securities And Exchange Commission Sec
- Policies And Procedures Development
- u.s. Securities and Exchange Commission
Julie Thomas Summary
- Julie Thomas, based in Cincinnati, OH, US, is currently a Chief Compliance Officer at Fund Evaluation Group, LLC. Julie Thomas brings experience from previous roles at Total Fund Solution, Ohio National Financial Services, Great American Life Insurance Co. and Manhattan National Life Insurance Company. Julie Thomas holds a 1987 - 1990 BS in Beta Alpha Psi @ University of Cincinnati Carl H. Lindner College of Business. With a robust skill set that includes Employee Training, Compliance Training, Regulatory Requirements, Compliance Regulations, Compliance Procedures and more. Julie Thomas has 2 emails and 2 mobile phone numbers on RocketReach.
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