Julia Beatty Location
- New Hyde Park, NY, US
Julia Beatty Work
- 2014 - now Compliance Officer @
- 2012 - 2014 Assistant Vice President and Manager - Employee Personal Securities Trading @
- 2002 - 2012 Brokerage Operations Regulatory Manager @
- 1997 - 2002 Manager - Advisors Department @
- 1992 - 1997 Customer Service Representative - Fund Specialist @
Julia Beatty Education
- University of Miami
B.B.A (Economics with concentration in Finance)
Julia Beatty Skills
- Series 63
- Securities
- Microsoft Word
- Trade Compliance
- Risk Management
- Contingency Planning
- Financial Product Review
- Asset Management
- Microsoft Excel
- Series 6
- Adobe Acrobat
- Suitability Analysis
- Private Equity Suitability
- Financial Services
- Series 7
- Equities
- Mutual Funds
- Series 24
- Brokerage
Julia Beatty Summary
- Julia Beatty, based in New Hyde Park, NY, US, is currently a Compliance Officer at BNY Mellon. Julia Beatty brings experience from previous roles at BNY Mellon and Dreyfus. Julia Beatty holds a B.B.A in Economics with concentration in Finance @ University of Miami. With a robust skill set that includes Series 63, Securities, Microsoft Word, Trade Compliance, Risk Management and more. Julia Beatty has 2 emails on RocketReach.
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