Joseph Sommer Email & Phone Number
General Counsel and Chief Compliance Officer @ CFI Partners
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Joseph Sommer Location
- Chicago, IL, US
Joseph Sommer Work
- General Counsel and Chief Compliance Officer @ (March 2024 - Present)
- Chief Compliance Officer and Assistant General Counsel @ (January 2023 - March 2024)
- Chief Compliance Officer @ AMP Capital Investors (US) Ltd (March 2013 - December 2022)
- Global General Counsel @ Amp Capital Brookfield (US) LLC (April 2011 - August 2012)
- Chief Compliance Officer @ Amp Capital Brookfield (US) LLC (September 2006 - August 2012)
- Co-Director of Operations @ Brookfield Investment Management (October 2009 - April 2011)
- Chief Operating Officer @ Brookfield Investment Management Inc. (June 2008 - October 2009)
- Trading Regulation Advisor @ BP North America (July 2005 - September 2006)
- Compliance Officer and Legal Counsel @ Merrill Lynch Professional Clearing Corp (October 2000 - July 2005)
Joseph Sommer Education
- DePaul University College of Law
Juris Doctorate (Law)
1992-1995 - Indiana University - Kelley School of Business
Bachelor of Science (Computer Info Systems/Operations Mgmt)
1987-1992
Joseph Sommer Skills
- AML
- Alternative Investments
- Asset Allocation
- Corporate Governance
- Due Diligence
- Equities
- FINRA
- Fixed Income
- Hedge Funds
- Investment Advisory
- Investment Advisory Services
- Investments
- Legal Compliance
- Management
- Mutual Funds
- Portfolio Management
- Private Equity
- Regulatory Compliance
- Risk Management
- Securities
- Securities Regulation
- Trading
- legal
- Project Management
- Legal Writing
- Strategic Planning
- Corporate Law
- Marketing Strategy
- Customer Service
- Services
- Legal Research
- Regulatory
- Compliance
- Credit
- Financial Services
Joseph Sommer Summary
- Joseph Sommer, based in Chicago, IL, US, is currently a General Counsel and Chief Compliance Officer at CFI Partners. Joseph Sommer brings experience from previous roles at CFI Partners, AMP Capital Investors (US) Ltd and Amp Capital Brookfield (US) LLC. Joseph Sommer holds a 1992 - 1995 Juris Doctorate in Law @ DePaul University College of Law. With a robust skill set that includes AML, Alternative Investments, Asset Allocation, Corporate Governance, Due Diligence and more. Joseph Sommer has 3 emails and 8 mobile phone numbers on RocketReach.
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