Joseph Sommer Email & Phone Number
General Counsel and Chief Compliance Officer @ CFI Partners
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Joseph Sommer Location
- Chicago, IL, US
Joseph Sommer Work
- 2024 -now General Counsel and Chief Compliance Officer @
- 2023 -2024 Chief Compliance Officer and Assistant General Counsel @
- 2013 -2022 Chief Compliance Officer @ AMP Capital Investors (US) Ltd
- 2011 -2012 Global General Counsel @ Amp Capital Brookfield (US) LLC
- 2006 -2012 Chief Compliance Officer @ AMP Capital Brookfield (US) LLC
- 2009 -2011 Co-Director of Operations @ Brookfield Investment Management
- 2008 -2009 Chief Operating Officer @ Brookfield Investment Management Inc.
- 2005 -2006 Trading Regulation Advisor @ BP North America
- 2000 -2005 Compliance Officer and Legal Counsel @ Merrill Lynch Professional Clearing Corp
Joseph Sommer Education
- DePaul University College of Law
Juris Doctorate (Law)
1992-1995 - Indiana University - Kelley School of Business
Bachelor of Science (Computer Info Systems/Operations Mgmt)
1987-1992
Joseph Sommer Skills
- Securities
- Due Diligence
- Hedge Funds
- Equities
- Investments
- FINRA
- AML
- Fixed Income
- Corporate Governance
- Risk Management
- Portfolio Management
- Mutual Funds
- Investment Advisory
- Management
- Trading
- Asset Allocation
- Alternative Investments
- Project Management
- Legal Writing
- Legal
- Strategic Planning
- Corporate Law
- Marketing Strategy
- Customer Service
- Services
- Legal Research
- Regulatory
- Compliance
- Credit
- Financial Services
Joseph Sommer Summary
- Joseph Sommer, based in Chicago, IL, US, is currently a General Counsel and Chief Compliance Officer at CFI Partners. Joseph Sommer brings experience from previous roles at CFI Partners, AMP Capital Investors (US) Ltd, Amp Capital Brookfield (US) LLC and AMP Capital Brookfield (US) LLC. Joseph Sommer holds a 1992 - 1995 Juris Doctorate in Law @ DePaul University College of Law. With a robust skill set that includes Securities, Due Diligence, Hedge Funds, Equities, Investments and more. Joseph Sommer has 3 emails and 8 mobile phone numbers on RocketReach.
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