2015 -2018 Chief Compliance Officer and AML Compliance Officer (MLRO) @ Aviva Investors Americas, LLC
2011 -2015 Senior Vice President, Chief Compliance Officer and AML Compliance Officer @ Keeley Asset Management Corp.
2007 -2011 Director @
Joseph McDermott Education
DePaul University
MBA (Finance)
Loras College
BA (Political Science)
Joseph McDermott Skills
Embraces Change
Written Communication
Transaction Monitoring
Subject Matter Experts
Risk Reporting
Consequence Management
Business Control
Derivatives
Risk Management
Policies & Procedures
Equities
Alternative Investments
Securities Regulation
Capital Markets
Investment Management
Asset Management
Commodity Markets
Regulatory Compliance
Regulatory Requirements
Enterprise Risk Management
Risk Assessment
Public Speaking
Employee Training
Intercultural Communication
Team Leadership
Investment Company Act
Broker-Dealer Compliance
Investment Advisers Act
FINRA
Regulatory Examinations
Exchange Traded Derivatives
NFA
AML/KYC
U.S. Securities and Exchange Commission (SEC)
Collateralized Loan Obligations (CLOs)
Vendor Oversight & Due Diligence
Alternative Investment Strategies
Trading Oversight
Swaps
CFTC
Communication
C-Level Relationships
Client Services
Client Relations
Client Relationships Strengthening
Key Client Relationships
Investor Relations
Investments
Brand Awareness
Relationship Building
Joseph McDermott Summary
Joseph McDermott, based in Chicago, IL, US, is currently a Partner, Chief Compliance Officer and Chief Risk Officer at Curi Capital. Joseph McDermott brings experience from previous roles at Curi Capital, Alaric Compliance Services, LLC, National Society of Compliance Professionals and THL Credit Senior Loan Fund. Joseph McDermott holds a MBA in Finance @ DePaul University. With a robust skill set that includes Embraces Change, Written Communication, Transaction Monitoring, Subject Matter Experts, Risk Reporting and more. Joseph McDermott has 2 emails and 1 mobile phone numbers on RocketReach.
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