Investment Compliance APAC @ (September 2019 - December 2023)
Compliance Director @ (March 2018 - September 2019)
Senior Manager, Investment Restrictions (HSBC Global Asset Management) @ (September 2015 - August 2017)
Guideline Management Control (Investment Compliance) @ (October 2014 - September 2015)
Assistant Vice President, Compliance @ (March 2013 - September 2014)
Middle Office @ (May 2011 - February 2013)
Finance and Accounting Controls, Japan @ (October 2010 - March 2011)
Manager, Risk Management and Middle Office @ (March 2006 - March 2010)
Joseph Lee Education
University of Illinois at Urbana-Champaign
Master of Science (MS) (Finance, General)
National Taiwan University
Bachelor of Arts (BA) (Economics)
Waseda University
Joseph Lee Skills
Internal Audit
Investment Compliance
Risk Management
Asset Management
Financial Analysis
Compliance
Microsoft Office
Financial Reporting
Sales
Strategy
Project Management
Joseph Lee Summary
Joseph Lee, based in Hong Kong, is currently a Executive Director, Compliance at CSOP Asset Management. Joseph Lee brings experience from previous roles at First Sentier Investors, Taikang Asset Management, HSBC and J.P. Morgan Asset Management. Joseph Lee holds a Master of Science (MS) in Finance, General @ University of Illinois at Urbana-Champaign. With a robust skill set that includes Internal Audit, Investment Compliance, Risk Management, Asset Management, Financial Analysis and more. Joseph Lee has 1 emails on RocketReach.
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