Joseph Hanlon Email & Phone Number
Chief Risk and Chief Compliance Officer, Sun Life Global Alternatives Asset Management Platform
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Joseph Hanlon Location
- Florida, United States
Joseph Hanlon Work
- 2024 -now Chief Risk and Chief Compliance Officer, Sun Life Global Alternatives Asset Management Platform @ Sun Life Capital Management
- 2021 -2024 Chief Compliance Officer @
- 2014 -2021 Chief Complianc Officer @
- 2012 -2014 Chief Compliance Officer, Equity, High Yield and Exchange Traded Funds @
- 2008 -2012 Senior Vice President, Global Investment Compliance Operations @
- 2008 -2009 Vice President, Portfolio Management Compliance @
- 2006 -2008 Vice President, Investment Adviser Oversight @
- 2001 -2006 Vice President and Chief Compliance Officer @
- 1992 -2001 Counselor and Litigator @
Joseph Hanlon Education
- boston college
Juris Doctor
1990-1993 - Boston College
Bachelor of Science (Finance)
1986-1990 - Boston College High School 1982-1986
Joseph Hanlon Skills
- Compliance Process and Design
- Global Compliance Operations
- Investment Company Act
- Investment Compliance
- Investment Advisor Compliance
- Investment Advisers Act
- Managerial Skills
- Influence Without Authority
- Influential Communicator
- Global Management
- Global Strategy
- Variable Annuity Compliance
- Mutual Funds
- Series 63
- Investments
- FINRA
- Series 7
- Series 24
- Trade Compliance
- Equities
- Strategic Communications
- Portfolio Management
- ETFs
- Securities
- Alternative Investments
- Investment Advisory
- Management
- Regulatory Compliance
- Asset Management
- Fixed Income
- Capital Markets
- Executive Management
- Due Diligence
- Microsoft Excel
- Strategy
- Risk Management
- Training
- Microsoft Office
- Strategic Planning
- Research
- Financial Services
Joseph Hanlon Summary
- Joseph Hanlon, based in Florida, United States, is currently a Chief Risk and Chief Compliance Officer, Sun Life Global Alternatives Asset Management Platform at Sun Life Capital Management. Joseph Hanlon brings experience from previous roles at SLC Management, Crescent Capital Group LP and Fidelity Investments. Joseph Hanlon holds a 1990 - 1993 Juris Doctor @ boston college. With a robust skill set that includes Compliance Process and Design, Global Compliance Operations, Investment Company Act, Investment Compliance, Investment Advisor Compliance and more. Joseph Hanlon has 2 emails and 2 mobile phone numbers on RocketReach.
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