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Joseph Devivo Location
New York, NY, US
Joseph Devivo Work
Director Head of America’s Equities Compliance @ (October 2019 - Present)
Director Global Co-Head of Equities Compliance @ (October 2019 - Present)
Director Equities Advisory Compliance @ Deutsche Bank Securities (February 2018 - October 2019)
Vice President Co. Head America’s Surveillance @ (August 2015 - February 2018)
Director Equity Compliance @ bank of america/merrill lynch (June 2010 - August 2015)
Head Trader and Sales trader @ Bank of America/Merrill Lynch Broadcort (January 2009 - April 2010)
Vice President Cash Equity trading @ (February 2006 - January 2009)
MARKET MAKER @ (August 2005 - December 2005)
MARKET MAKER @ Pershing Trading Company (January 1996 - January 2005)
Floating Trader, Assistant Trader, Agency Trader @ Pershing Trading Co (January 1996 - January 2000)
Mutual Fund Trader @ Pershing Trading Co (January 1994 - January 1996)
Joseph Devivo Education
Fairleigh Dickinson University
Joseph Devivo Skills
Equities
Trading
Capital Markets
Securities
Banking
Finance
New Business Development
Series 7
Prime Brokerage
Series 63
Bloomberg
Fixed Income
Series 55
Equity Trading
Hedge Funds
Financial Markets
Trading Systems
Electronic Trading
Business Development
Financial Services
Microsoft Excel
Management
Project Management
Equity
Marketing Strategy
Sales
Microsoft Office
Strategic Planning
Joseph Devivo Summary
Joseph Devivo, based in New York, NY, US, is currently a Director Head of America’s Equities Compliance at Barclays. Joseph Devivo brings experience from previous roles at Barclays, Deutsche Bank Securities, Goldman Sachs and bank of america/merrill lynch. Joseph Devivo holds a Fairleigh Dickinson University. With a robust skill set that includes Equities, Trading, Capital Markets, Securities, Banking and more. Joseph Devivo has 2 emails and 3 mobile phone numbers on RocketReach.
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