Joseph Costello Email & Phone Number
Chief Compliance Officer @ Global X ETFs
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Joseph Costello Location
- New York, NY, US
Joseph Costello Work
- Chief Compliance Officer @ (October 2015 - Present)
- Vice President, Compliance @ (May 2003 - October 2015)
- Vice President, Compliance and ETF CCO @ (May 2003 - October 2015)
- Assistant Vice President, Compliance @ (March 2000 - May 2003)
- Compliance Analyst @ (August 1998 - February 2000)
- Portfolio Accountant @ (August 1997 - August 1998)
- Fund Accountant, Compliance @ Dreyfus Mutual Funds (August 1995 - August 1997)
Joseph Costello Education
- Iona University
MBA (Finance)
1998-2004 - St. Bonaventure University
BBA (Accounting)
1991-1995
Joseph Costello Skills
- Compliance Support
- Compliance Documentation
- Legal Compliance
- SEC Regulations
- Compliance Oversight
- Investment Advisers Act
- Investment Company Act
- Policies & Procedures
- Mutual Funds
- Asset Management
- Risk Management
- AML
- ETFs
- Due Diligence
- Compliance
- Asset Managment
- Risk Assessment
- Corporate Governance
- Policy
- Change Management
- Risk
- Reporting
- Investment Advisory
- Regulatory Compliance
- 1940 Act
Joseph Costello Summary
- Joseph Costello, based in New York, NY, US, is currently a Chief Compliance Officer at Global X ETFs. Joseph Costello brings experience from previous roles at Northern Trust Asset Management, Arnhold and S. Bleichroeder and Cramer Rosenthal McGlynn, LLC. Joseph Costello holds a 1998 - 2004 MBA in Finance @ Iona University. With a robust skill set that includes Compliance Support, Compliance Documentation, Legal Compliance, SEC Regulations, Compliance Oversight and more. Joseph Costello has 5 emails and 16 mobile phone numbers on RocketReach.
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