Joseph Costello Email & Phone Number
Chief Compliance Officer @ Global X ETFs
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Joseph Costello Location
- New York, NY, US
Joseph Costello Work
- 2015 -now Chief Compliance Officer @
- 2003 -2015 Vice President, Compliance @
- 2003 -2015 Vice President, Compliance and ETF CCO @
- 2000 -2003 Assistant Vice President, Compliance @
- 1998 -2000 Compliance Analyst @
- 1997 -1998 Portfolio Accountant @
- 1995 -1997 Fund Accountant, Compliance @ Dreyfus Mutual Funds
Joseph Costello Education
- Iona University
MBA (Finance)
1998-2004 - St. Bonaventure University
BBA (Accounting)
1991-1995
Joseph Costello Skills
- Compliance Support
- Compliance Documentation
- Legal Compliance
- SEC Regulations
- Compliance Oversight
- Investment Advisers Act
- Investment Company Act
- Policies & Procedures
- Mutual Funds
- Asset Management
- Risk Management
- AML
- ETFs
- Due Diligence
- Compliance
- Asset Managment
- Risk Assessment
- Corporate Governance
- Policy
- Change Management
- Risk
- Reporting
- Investment Advisory
- Regulatory Compliance
- 1940 Act
Joseph Costello Summary
- Joseph Costello, based in New York, NY, US, is currently a Chief Compliance Officer at Global X ETFs. Joseph Costello brings experience from previous roles at Northern Trust Asset Management, Arnhold and S. Bleichroeder and Cramer Rosenthal McGlynn, LLC. Joseph Costello holds a 1998 - 2004 MBA in Finance @ Iona University. With a robust skill set that includes Compliance Support, Compliance Documentation, Legal Compliance, SEC Regulations, Compliance Oversight and more. Joseph Costello has 4 emails and 16 mobile phone numbers on RocketReach.
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