Joseph Barbella Email & Phone Number
Chief Compliance Officer (CCO) | Regional Head of Compliance, Americas @ Commerzbank AG
Joseph Barbella's Location
New York, NY, US
Joseph Barbella's Work
- Chief Compliance Officer (CCO) | Regional Head of Compliance, Americas @ Commerzbank AG
- Managing Director, Chief Compliance Officer (CCO) Commerz Markets, LLC @ Commerzbank AG
- Senior Vice President, Global Head of Corporate Governance and Securities Regulation Compliance @ First Data Corporation
- Senior Vice President, Global Head of Third-Party Risk Management @ First Data Corporation
- Managing Director, Head of U.S. Markets Compliance - Deputy CCO @ RBC Capital Markets
- Managing Director, Head of Institutional Fixed Income Compliance @ RBC Capital Markets
- Director - Head of Institutional Fixed Income Compliance @ Citi
- Director - Head of Retail Fixed Income Compliance @ Citi Smith Barney
- Senior Associate @ KPMG US
- Investment Associate @ Prudential Financial
Joseph Barbella's Education
- Seton Hall University School of Law
JD (Securities Law Concentration)
1999 - 2002 - Pace University - Lubin School of Business
MBA (Corporate Finance)
1996 - 1997 - Saint Peter's University
BS (Accounting)
1991 - 1995
Joseph Barbella's Skills
- Securities
- FINRA
- Capital Markets
- Fixed Income
- Derivatives
- Equities
- Series 63
- Asset Management
- Financial Services
- Portfolio Management
Joseph Barbella's Summary
Joseph Barbella, based in New York, NY, US, is currently a Chief Compliance Officer (CCO) | Regional Head of Compliance, Americas at Commerzbank AG, bringing experience from previous roles at Commerzbank AG, First Data Corporation and RBC Capital Markets. Joseph Barbella holds a 1999 - 2002 JD in Securities Law Concentration @ Seton Hall University School of Law. With a robust skill set that includes Securities, FINRA, Capital Markets, Fixed Income, Derivatives and more, Joseph Barbella contributes valuable insights to the industry. Joseph Barbella has 2 emails and 1 mobile phone number on RocketReach.
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