Josely Guzman Email & Phone Number
VP, Compliance Licensing and Registrations Manager @ NatWest
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Josely Guzman Location
- Chapel Hill, NC, US
Josely Guzman Work
- VP, Compliance Licensing and Registrations Manager @ (July 2016 - Present)
- Compliance Officer, Licensing and Registrations @ (January 2013 - June 2016)
- Compliance Officer, General Compliance @ (November 2009 - January 2013)
- Legal, Compliance and New Products Consultant @ SMBC Capital Markets, Inc. and SMBC Nikko Securities America, Inc. (March 2009 - November 2009)
- Systems Infrastructure Consultant @ (September 2008 - March 2009)
- Legal, Compliance and New Products Intern @ (August 2005 - July 2008)
- Trial Support Office Intern @ New York City Supreme Court, Civil Branch (September 2007 - December 2007)
Josely Guzman Education
- John Jay College (CUNY)
Bachelor of Science (B.S.) (Criminal Justice Administration and Planning)
2006-2009 - Berkeley College
Associate of Science (A.S.) (Paralegal Studies)
2004-2005
Josely Guzman Skills
- Leadership
- FINRA
- Management
- Capital Markets
- Investment Banking
- Registration
- Due Diligence
- Banking
- Securities
- Business Analysis
- Anti Money Laundering
- Legal Compliance
- Finance
- KYC
- OFAC
- Employee Training
- Testing And Monitoring
- Fixed Income
- Equities
- AML
Josely Guzman Summary
- Josely Guzman, based in Chapel Hill, NC, US, is currently a VP, Compliance Licensing and Registrations Manager at NatWest. Josely Guzman brings experience from previous roles at SMBC Nikko Securities America, Inc., SMBC Capital Markets Inc. / SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc. and SMBC Nikko Securities America, Inc. and SMBC Capital Markets Inc.. Josely Guzman holds a 2006 - 2009 Bachelor of Science (B.S.) in Criminal Justice Administration and Planning @ John Jay College (CUNY). With a robust skill set that includes Leadership, FINRA, Management, Capital Markets, Investment Banking and more. Josely Guzman has 3 emails and 2 mobile phone numbers on RocketReach.
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